Displaying results 381 - 390 of 1856
e8-8942
… TRADING COMMISSION Proposal To Exempt the Trading and Clearing of Certain Products Related to streetTRACKS[supreg] … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered pursuant to Section 5b of … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered …
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e8-27346
… Notice of Intent To Renew Collection 3038-0051, Part 39 Derivatives Clearing Organizations AGENCY: Commodity Futures Trading Commission. … Notice of Intent To Renew Collection 3038-0051, Part 39 Derivatives Clearing Organizations AGENCY: Commodity Futures Trading …
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CFTC Staff Issues No-Action Letters Regarding Event Contracts
… Division of Market Oversight and the Division of Clearing and Risk today announced they have taken a … other similarly situated designated contract markets and derivatives clearing organizations. …
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2011-2643
… Counsel, 202-418-5926, [email protected]; Division of Clearing and Intermediary Oversight, Commodity Futures … Act may be accessed at http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm. \2\ Pursuant to section 701 of the … acceptance of a swap by a registered derivatives clearing organization (DCO), each swap dealer and major swap …
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CFTC Staff Issues No-Action Letter Regarding Electricity Binary Options
… Division of Market Oversight and the Division of Clearing and Risk today announced they have taken a … contract market, and Electron Exchange DCO LLC, a derivatives clearing organization.  In the request, Electron Exchange DCM LLC …
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CFTC’s Division of Market Oversight Issues Extension of Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants from the Reporting Requirements of Part 45 for CDS Clearing-Related Swaps
… from the Reporting Requirements of Part 45 for CDS Clearing-Related Swaps Washington, DC – The Commodity … default swaps (“CDS”) that are entered into pursuant to a derivatives clearing organization’s (“DCO”) rules related to its price submission … from the Reporting Requirements of Part 45 for CDS Clearing-Related Swaps …
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Governance & Conflicts of Interest
… CFR Parts 1, 37, 38, 39, and 40 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap … CFR Parts 1, 37, 38, 39, and 40 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and …
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Dissenting Statement of Commissioner Summer K. Mersinger Regarding Commencement of 90-Day Review Regarding Certified Derivatives Contracts with Respect to Political Control of the U.S. Senate and House of Representatives
… were sought to be listed by another DCM, the North American Derivatives Exchange (“Nadex”), constituted “gaming,” which … The Commission needs the power to, and should, prevent derivatives contracts that are contrary to the public … 3) paid employees of Democratic and Republican Party organizations; 4) paid employees of political action …
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e9-6044
… trading with a multi-tiered approach to oversight of derivatives markets. The CFMA applies different levels of … active ECMs began to offer the option of centralized clearing for their contracts--an option which became widely … transaction execution facilities and derivatives clearing organizations). In promulgating these final rules, the …
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e9-6044
… trading with a multi-tiered approach to oversight of derivatives markets. The CFMA applies different levels of … active ECMs began to offer the option of centralized clearing for their contracts--an option which became widely … transaction execution facilities and derivatives clearing organizations). In promulgating these final rules, the …
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