Displaying results 371 - 380 of 1856
e7-15370
… The proposed regulations clarify the process for listing, clearing, or implementing registered entity products or … also codified the procedural provisions common to DCMs, derivatives transaction execution facilities (DTEF), and derivatives clearing organizations (DCO) in part 40 of the Commission's …
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e7-15370
… The proposed regulations clarify the process for listing, clearing, or implementing registered entity products or … also codified the procedural provisions common to DCMs, derivatives transaction execution facilities (DTEF), and derivatives clearing organizations (DCO) in part 40 of the Commission's …
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Public Comments
… Release 73 FR 21917 Proposal To Exempt the Trading and Clearing of Certain Products Related to streetTRACKS Gold … IF08-003 Comment File for Industry Filing Filing Type: Organization - Trading Facility Description: DCM (Designated … Organization - Clearing Organization Description: DCO (Derivatives Clearing Organization) Application Comments Open …
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e8-12624
… FUTURES TRADING COMMISSION Order Exempting the Trading and Clearing of Certain Products Related to SPDR[reg] Gold Trust … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered pursuant to Section 5b of …
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CFTC’s Division of Market Oversight Issues Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants From the Reporting Provisions of Part 45 for CDS Clearing-Related Swaps
… From the Reporting Provisions of Part 45 for CDS Clearing-Related Swaps Washington, DC – The Commodity … default swaps (“CDS”) that are entered into pursuant to a derivatives clearing organization’s (“DCO”) rules related to its price submission … From the Reporting Provisions of Part 45 for CDS Clearing-Related Swaps …
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2010-29006
… Sarah E. Josephson, Associate Director, Division of Clearing and Intermediary Oversight, (202) 418- 5684, … accept a particular customer for the purposes of clearing derivatives; (iii) whether to submit a transaction to a particular derivatives clearing organization; (iv) setting risk tolerance levels for …
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e9-18853
… for positions in cleared over-the-counter (``OTC'') derivatives (and money, securities, and/or other property … Robert B. Wasserman, Associate Director, Division of Clearing and Intermediary Oversight, 202-418- 5092, … merchant, foreign futures commission merchant, clearing organization, leverage transaction merchant, or commodity …
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e9-18853
… for positions in cleared over-the-counter (``OTC'') derivatives (and money, securities, and/or other property … Robert B. Wasserman, Associate Director, Division of Clearing and Intermediary Oversight, 202-418- 5092, … merchant, foreign futures commission merchant, clearing organization, leverage transaction merchant, or commodity …
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e8-8942
… TRADING COMMISSION Proposal To Exempt the Trading and Clearing of Certain Products Related to streetTRACKS[supreg] … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered pursuant to Section 5b of … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered …
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e8-8942
… TRADING COMMISSION Proposal To Exempt the Trading and Clearing of Certain Products Related to streetTRACKS[supreg] … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered pursuant to Section 5b of … INFORMATION: I. Introduction The OCC is both a Derivatives Clearing Organization (``DCO'') registered …
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