Displaying results 361 - 370 of 1856
CFTC Staff Withdraws Guidance on DCO Recovery Plans and Wind-down Plans
… —  The Commodity Futures Trading Commission’s Division of Clearing and Risk today announced it is withdrawing CFTC … No 16-61 , Recovery Plans and Wind-down Plans Maintained by Derivatives Clearing Organizations and Tools for the Recovery and Orderly …
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External Meetings: Meeting Regarding Comments on Proposed Risk Management Requirements for DCOs; Processing, Clearing and Transfer of Customer Positions; and Implementation and Sequencing of Final Rules
… and sequencing of Dodd-Frank final rules, open access to derivatives clearing organizations, straight-through processing for cleared … Proposed Risk Management Requirements for DCOs; Processing, Clearing and Transfer of Customer Positions; and …
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External Meetings: Meeting Regarding Comments on Proposed Risk Management Requirements for DCOs; Processing, Clearing and Transfer of Customer Positions; and Implementation and Sequencing of Final Rules
… and sequencing of Dodd-Frank final rules, open access to derivatives clearing organizations, straight-through processing for cleared … Proposed Risk Management Requirements for DCOs; Processing, Clearing and Transfer of Customer Positions; and …
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Remarks of Chairman J. Christopher Giancarlo at the Futures Industry Association 12th Annual International Derivatives Expo, London, United Kingdom
… the Futures Industry Association 12th Annual International Derivatives Expo, London, United Kingdom “Recalibrating the … trading practices, on the other.  The former includes swaps clearing, margin for uncleared swaps, dealer capital, and … derivatives CCPs, which we call derivatives clearing organizations or DCOs, that clear swaps for U.S. persons.  …
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2011-31689
… Counsel, (202) 418-5478, [email protected], Division of Clearing and Risk, Commodity Futures Trading Commission, … connection with certain collateral management programs of derivatives clearing organizations (DCOs).\8\ In May 2005, the Commission adopted … connection with certain collateral management programs of derivatives clearing organizations (DCOs).\8\ In May 2005, …
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2012-25764
… Special Counsel, 202- 418-5466, [email protected], Division of Clearing and Risk; Elizabeth Miller, Attorney-Advisor, … Consultants 10. Regulation 1.63: Service on Self-Regulatory Organization Governing Boards or Committees by Persons With … a Futures Commission Merchant for Trading on a Registered Derivatives Trading Execution Facility, Separately Accounted …
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Industry Oversight
… to information about, and submissions by, trading and clearing organizations.   Trading Organizations The CFTC regulates … Facilities. Clearing Organizations The CFTC oversees derivatives clearing organizations under the Commodity … Facilities. Clearing Organizations The CFTC oversees derivatives clearing organizations under the Commodity …
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e8-2580
… designees. The amendments clarify the process for listing, clearing, or implementing products or rules, including … provisions common to designated contract markets (DCM), derivatives transaction execution facilities (DTEF), and derivatives clearing organizations (DCO) in part 40 of the Commission's …
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e8-2580
… designees. The amendments clarify the process for listing, clearing, or implementing products or rules, including … provisions common to designated contract markets (DCM), derivatives transaction execution facilities (DTEF), and derivatives clearing organizations (DCO) in part 40 of the Commission's …
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Public Comments
… Release 73 FR 21917 Proposal To Exempt the Trading and Clearing of Certain Products Related to streetTRACKS Gold … IF08-003 Comment File for Industry Filing Filing Type: Organization - Trading Facility Description: DCM (Designated … Organization - Clearing Organization Description: DCO (Derivatives Clearing Organization) Application Comments Open …
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