Displaying results 331 - 340 of 1856
e9-31058
… derivative instruments that are submitted for clearing by the FCM to derivatives clearing organizations (``DCOs'') or other clearing organizations … instruments that are submitted for clearing by the FCM to derivatives clearing organizations (``DCOs'') or other …
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2010-26220
… Parts 1, 37, 38, 39, and 40 RIN 3038-AD01 Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap … Parts 1, 37, 38, 39, and 40 RIN 3038-AD01 Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and …
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2011-10737
… requirements on futures commission merchants (``FCMs'') and derivatives clearing organizations (``DCOs'') regarding the treatment of cleared … requirements on futures commission merchants (``FCMs'') and derivatives clearing organizations (``DCOs'') regarding the …
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2025-19319
… Oversight (DMO), at  202-418-5353 or [email protected]. For clearing matters, contact Richard  Haynes, Acting Director, … swap execution  facility, swap data repository, derivatives clearing organization, and  foreign board of trade registration; and …
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e9-18854
… of the Federal Republic of Germany, With Respect to the Clearing Activities of Eurex Clearing AG (Eurex) AGENCY: … Order will permit Eurex to operate a multilateral clearing organization (MCO) in the United States for any … Act (the CEA) including the core principles applicable to a derivatives clearing organization (DCO), and the regulations …
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CFTC Seeks Public Comment on Exemption Requests from ICE Clear U.S., Inc. and ICE Futures U.S. Involving Certain Coffee, Sugar, and Cocoa Swaps
… submitted by ICE Clear U.S., Inc. (ICE Clear), a registered derivatives clearing organization, and one request submitted by ICE Futures U.S. …
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2010-27533
… rules apply to designated contract markets (``DCMs''), derivatives [[Page 67283]] clearing organizations (``DCOs''), swap execution facilities … rules apply to designated contract markets (``DCMs''), derivatives [[Page 67283]] clearing organizations …
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Testimony before the U.S. Senate Committee on Banking, Housing, and Urban Affairs, Hearing on International Harmonization of Wall Street Reform: Orderly Liquidation, Derivatives, and the Volcker Rule, Washington, DC
… Harmonization of Wall Street Reform: Orderly Liquidation, Derivatives, and the Volcker Rule, Washington, DC Director, … of swap dealers and major swap participants; (2) imposes clearing and trade execution requirements on standardized … and the Commission’s representative to the International Organization of Securities Commissions (“IOSCO”), has …
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2010-31898
… 38, 39, and 40 RIN 3038-AD01 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap … 38, 39, and 40 RIN 3038-AD01 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and …
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Proposed Rules, Guidance & Exemptive Orders
… 5/12/2020 85 FR 27955 // PDF Version 17 CFR Part 50 Swap Clearing Requirement Exemptions Comment File – Closing Date: … 1, 15, 17, 19, 40, 140, 150 and 151 Position Limits for Derivatives Comment File – Closing Date:4/29/2020 Regarding … Alternative Compliance for Non-U.S. Derivatives Clearing Organizations Comment File – Closing Date: 9/17/2019 …
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