Displaying results 311 - 320 of 1856
2010-27532
… 140 RIN 3038-AD00 Process for Review of Swaps for Mandatory Clearing AGENCY: Commodity Futures Trading Commission. … may be accessed at http://www.cftc.gov./ LawRegulation/OTCDERIVATIVES/index.htm. \3\ Pursuant to Section 701 of the … submits such swap for clearing to a derivatives clearing organization [(DCO)] that is registered under [the CEA] or a …
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Statement by the Directors of the Division of Clearing and Risk and the Division of Swap Dealer and Intermediary Oversight Concerning the Treatment of Separate Accounts of the Same Beneficial Owner
… Statement by the Directors of the Division of Clearing and Risk and the Division of Swap Dealer and … comply at all times with all Commission regulations and derivatives clearing organization (“DCO”) and self-regulatory organization rules. … Statement by the Directors of the Division of Clearing and Risk and the Division of Swap Dealer and …
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2011-27536
… 17 CFR Parts 1, 21, 39 et al. Derivatives Clearing Organization General Provisions and Core Principles; Final … 17 CFR Parts 1, 21, 39 et al. Derivatives Clearing Organization General Provisions and Core …
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Remarks of Acting Chairman J. Christopher Giancarlo before International Swaps and Derivatives Association 32nd Annual Meeting, Lisbon, Portugal
… J. Christopher Giancarlo before International Swaps and Derivatives Association 32nd Annual Meeting, Lisbon, … laid the groundwork for the post-crisis world. Mandatory clearing for swaps under Title VII of Dodd-Frank has now … participant in international bodies, like the International Organization of Securities Commissions (IOSCO), where it may …
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CFTC Designates Nodal Exchange, LLC as a Contract Market and CFTC’s Division of Market Oversight and Division of Clearing and Risk Issue Related Time Limited No-Action Letters
… and CFTC’s Division of Market Oversight and Division of Clearing and Risk Issue Related Time Limited No-Action … Nodal contracts until such time as LCH obtains an amended Derivatives Clearing Organization order of registration that would authorize LCH … and CFTC’s Division of Market Oversight and Division of Clearing and Risk Issue Related Time Limited No-Action …
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CFTC Seeks Public Comment on Request from the Options Clearing Corporation to Amend Order Permitting Operation of an Internal Non-Proprietary Cross-Margining Program
… 2011 CFTC Seeks Public Comment on Request from the Options Clearing Corporation to Amend Order Permitting Operation of … products that are cleared by OCC in its capacity as a derivatives clearing organization and a securities clearing agency, respectively. … CFTC Seeks Public Comment on Request from the Options Clearing Corporation to Amend Order Permitting Operation of …
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e9-10459
… derivative instruments that are submitted for clearing by the FCM to derivatives clearing organizations (``DCOs'') or other clearing organizations … instruments that are submitted for clearing by the FCM to derivatives clearing organizations (``DCOs'') or other …
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e9-10459
… derivative instruments that are submitted for clearing by the FCM to derivatives clearing organizations (``DCOs'') or other clearing organizations … instruments that are submitted for clearing by the FCM to derivatives clearing organizations (``DCOs'') or other …
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e9-10459
… derivative instruments that are submitted for clearing by the FCM to derivatives clearing organizations (``DCOs'') or other clearing organizations … instruments that are submitted for clearing by the FCM to derivatives clearing organizations (``DCOs'') or other …
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Academic Collaboration
… proposal to [email protected] . Data Sets Part 16 Data: Clearing Member Data: The CFTC operates a comprehensive … of the reporting rules requires daily reports from clearing organizations. Section 20.4 of the reporting rules requires … Part 20 if they are separate legal entities. Part 39 Data: Derivatives Clearing Organizations (DCO) reporting rules …
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