Displaying results 301 - 310 of 1856
… 37, 38, and 39 RIN 3038-AC98 Requirements for Processing, Clearing, and Transfer of Customer Positions AGENCY: … (DCM) to submit contracts, agreements, or transactions to a derivatives clearing organization (DCO) for clearing. Proposed regulations also … (DCM) to submit contracts, agreements, or transactions to a derivatives clearing organization (DCO) for clearing. …
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… Remarks on Derivatives and the Cross-Border Application of Dodd-Frank … the progress we're making together on transparency, clearing and margin. Promoting transparency to the public in … that would further align international reform efforts. Clearinghouses also significantly benefit from public market …
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… 3038-AC98, 3038-AD02 Financial Resources Requirements for Derivatives Clearing Organizations AGENCY: Commodity Futures Trading Commission. … 3038-AC98, 3038-AD02 Financial Resources Requirements for Derivatives Clearing Organizations AGENCY: Commodity Futures …
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… of the American Bar Association, Committee on Futures and Derivatives Instruments, Key West, Florida February 13, 2004 … one to announce an intent to establish a transatlantic clearing link for transactions entered into on a designated … commission merchants (“FCMs”) and derivatives clearing organizations to enter into repurchase agreements and …
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… 39 RIN 3038-AC98 Information Management Requirements for Derivatives Clearing Organizations AGENCY: Commodity Futures Trading Commission. … 39 RIN 3038-AC98 Information Management Requirements for Derivatives Clearing Organizations AGENCY: Commodity Futures Trading …
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… Industry Conference: The Necessity for Global Harmonized Derivatives Regulation March 11, 2014 Introduction Good … in fact, has long held the view that global execution and clearing services should be open to U.S. persons, provided … Swap Execution Facilities and Foreign Derivatives Clearing Organizations In continued pursuit of more open, …
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… 17 CFR Parts 1, 23, and 39 RIN 3038-AD51 Customer Clearing Documentation and Timing of Acceptance for Clearing … timing of acceptance or rejection of trades for clearing by derivatives clearing organizations and clearing members. DATES: Submit comments … timing of acceptance or rejection of trades for clearing by derivatives clearing organizations and clearing members. …
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… honor and a pleasure to address this group of distinguished derivatives regulators on the occasion of the 24 th Annual … regional view, such as the Dow Jones Euro STOXX 50; the clearing of OTC products by derivatives clearing houses, … by the U.S. CFTC and the U.S. SEC. LCH, a U.K. clearing organization, is also a U.S. designated clearing …
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… Counsel, 202-418-5096, [email protected]; Division of Clearing and Intermediary Oversight, Commodity Futures … commission merchants (FCMs) that accept customer funds and derivatives clearing organizations (DCOs) that accept customer funds from FCMs to … commission merchants (FCMs) that accept customer funds and derivatives clearing organizations (DCOs) that accept …
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… Counsel, 202-418-5096, [email protected]; Division of Clearing and Intermediary Oversight, Commodity Futures … commission merchants (FCMs) that accept customer funds and derivatives clearing organizations (DCOs) that accept customer funds from FCMs to … commission merchants (FCMs) that accept customer funds and derivatives clearing organizations (DCOs) that accept …
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