Displaying results 281 - 290 of 1856
Speech by Commissioner Mark P. Wetjen Before the Futures Industry Association (“FIA”) and Futures & Options Association (“FOA”) International Derivatives Expo
… and Futures & Options Association (“FOA”) International Derivatives Expo June 25, 2013 In 2009, G20 leaders gathered … home—regulatory reporting required for market participants, clearing mandates in place for a broad swath of the interest … constructive role in that process, and by wishing those organizations the very best in their new affiliation. I look …
Created on:
CFTC Orders ICE Clear Europe Limited to Pay a $450,000 Civil Monetary Penalty for Violating Customer Protection Regulations
… Europe Limited (ICEU) for violating regulations requiring derivatives clearing organizations (DCOs) to obtain written acknowledgment …
Created on:
CFTC Announces that the Third Phase of Mandatory Clearing of Certain Credit Default Swaps and Interest Rate Swaps Begins Today
… CFTC Announces that the Third Phase of Mandatory Clearing of Certain Credit Default Swaps and Interest Rate … to determine whether a swap is required to be cleared by a derivatives clearing organization. The Commission adopted its first clearing … CFTC Announces that the Third Phase of Mandatory Clearing of Certain Credit Default Swaps and Interest Rate …
Created on:
CFTC Grants Order to LCH.Clearnet Limited Permitting Portfolio Margining of Customer Positions in Futures, Foreign Futures, and Cleared Swaps
… an order to LCH.Clearnet Limited (LCH), a CFTC-registered derivatives clearing organization, under Section 4d(f) of the Commodity Exchange …
Created on:
Remarks of Commissioner Brian D. Quintenz at the Technology and Standards: Unlocking Value in Derivatives Markets Conference London, United Kingdom
… at the Technology and Standards: Unlocking Value in Derivatives Markets Conference in London, United Kingdom … starting to take shape. For example, the Depository Trust Clearing Corporation (DTCC) has announced that it is … to clearing, the relevant registered derivatives clearing organizations (DCOs) have been providing Commission staff …
Created on:
Keynote Address of Commissioner Dan M. Berkovitz Before FIA and SIFMA-AMG, Asset Management Derivatives Forum 2021
… Central counterparty governance.   The mandatory clearing of standardized derivatives is one of the pillars of the Dodd-Frank … and other measures adopted by the derivative clearing organizations (DCOs) have strengthened their resilience in … Dan M. Berkovitz Before FIA and SIFMA-AMG, Asset Management Derivatives Forum 2021 …
Created on:
PLI White Collar Crime 2023 Keynote Speech of Enforcement Director Ian McGinley: “Enforcement by Enforcement: The CFTC’s Actions in the Derivatives Markets for Digital Assets”
… of our regulatory landscape.  The CFTC-regulated derivatives markets are vast, including commodity futures, … system of effective self-regulation of trading facilities, clearing systems (central counterparties), market … protocol from an LLC to a DAO—a decentralized autonomous organization—controlled by certain token holders who had the …
Created on:
CFTC Staff Issues an Extension of a Time-Limited No-Action Relief to Japan Securities Clearing Corporation and Its Qualifying Participants and Affiliates
… of a Time-Limited No-Action Relief to Japan Securities Clearing Corporation and Its Qualifying Participants and … Corporation (JSCC), an applicant for registration as a derivatives clearing organization (DCO), with respect to registering as a DCO … of a Time-Limited No-Action Relief to Japan Securities Clearing Corporation and Its Qualifying Participants and …
Created on:
Remarks of Commissioner Mark P. Wetjen before the Global Derivatives Trading & Risk Management Conference, Amsterdam, The Netherlands
… Remarks of Commissioner Mark P. Wetjen before the Global Derivatives Trading & Risk Management Conference, Amsterdam, … of Joseph de la Vega’s Confusion de Confusiones to Today’s Derivatives Markets -- a Case for More Transparency May 21, … any cybersecurity or other concerns. As self-regulatory organizations (SROs), the exchanges and SEFs are the first …
Created on:
CFTC Staff Renews Temporary No-Action Relief for Entities Submitting Swaps for Clearing with DCOs Acting Under Exemptive Orders or No-Action Relief
… temporary no-action relief to entities submitting swaps for clearing by derivatives clearing organizations (DCOs) operating under CFTC exemptive orders … No-Action Relief for Entities Submitting Swaps for Clearing with DCOs Acting Under Exemptive Orders or …
Created on: