Displaying results 271 - 280 of 1856
CFTC Proposes Clearing Determination for Certain Credit Default Swaps and Interest Rate Swaps
… July 24, 2012 CFTC Proposes Clearing Determination for Certain Credit Default Swaps and … (CDS) and interest rate swaps to be cleared by registered derivatives clearing organizations (DCOs). The proposed rule is the first … CFTC Proposes Clearing Determination for Certain Credit Default Swaps and …
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Statement of Commissioner Brian D. Quintenz on Staff No-Action Relief for Eurex Clearing AG
… Brian D. Quintenz on Staff No-Action Relief for Eurex Clearing AG December 20, 2018 Over two years ago, the … supporting the vibrancy and liquidity of our global derivatives markets. Shortly after the announcement of the … obligations imposed on U.S. derivatives clearing organizations and further requiring agency staff to …
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Address by Chairman James E. Newsome before the Futures Industry Association/Futures Option Association, International Derivatives Conference
… Association/Futures Option Association, International Derivatives Conference June 10, 2003          Thank you, … at the same time that our Divisions of Market Oversight and Clearing and Intermediary Oversight have been hard at work … a number of thoughtful comments, some from people and organizations represented here today. The proposals would …
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CFTC Issues Clearing Determination for Certain Credit Default Swaps and Interest Rate Swaps
… November 28, 2012 CFTC Issues Clearing Determination for Certain Credit Default Swaps and … (CDS) and interest rate swaps to be cleared by registered derivatives clearing organizations (DCOs). The rules establish the first clearing … CFTC Issues Clearing Determination for Certain Credit Default Swaps and …
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CFTC-SEC Announce Panelists for August 20, 2010, Public Roundtable to Discuss Governance and Conflicts of Interest in the Clearing and Listing of Swaps
… to Discuss Governance and Conflicts of Interest in the Clearing and Listing of Swaps Washington, DC – The staffs of … Panel One: Identifying Types of Conflicts Clearing Organizations: Johnathan Short, Senior Vice President, … Members: James Hill, Managing Director and Global Credit Derivatives Officer, Morgan Stanley, representing the …
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Keynote Address of Commissioner Dawn D. Stump at FIA-SIFMA AMG Asset Management Derivatives Forum
… Dawn D. Stump at FIA-SIFMA AMG Asset Management Derivatives Forum February 6, 2020 Decades – The Yesterday, … would eventually require a more common set of execution, clearing, and reporting obligations.  Unfortunately the … conditionally or unconditionally, derivatives clearing organizations (“DCOs”) and SEFs that the Commission …
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CFTC Staff Renews Temporary No-Action Relief for Entities Submitting Swaps for Clearing with DCOs Acting Under Exemptive Orders or No-Action Relief
… temporary no-action relief to entities submitting swaps for clearing by derivatives clearing organizations (DCOs) operating under CFTC exemptive orders … No-Action Relief for Entities Submitting Swaps for Clearing with DCOs Acting Under Exemptive Orders or …
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CFTC Grants Order to LCH SA Permitting Portfolio Margining of Swaps and Security-Based Swaps in a Cleared Swaps Customer Account
… Compensation, doing business as LCH SA, a CFTC-registered derivatives clearing organization (DCO), under Section 4d(f) of the Commodity …
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Public Meetings & Roundtables
… Fifty Second Meeting   85 FR 76428 17 CFR Part 50 Swap Clearing Requirement Exemptions 10/15/2020 Fifty First … 1, 15, 17, 19, 40, 140, 150 and 151 Position Limits for Derivatives 10/06/2020 Fiftieth Meeting   85 FR 26378 17 CFR … Alternative Compliance for Non-U.S. Derivatives Clearing Organizations   85 FR 75422 17 CFR Part 43 Real-Time Public …
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WSJ Op-Ed | States Encroach on Prediction Markets
… one point. So were swaps and exchange-traded funds. Even as derivatives markets have developed and grown, Congress has … the Wild West, as some critics claim, but self-regulatory organizations that are examined and supervised by … of the CFTC’s ability to regulate transactions in commodity derivatives is a direct threat to the markets and investors …
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