Displaying results 191 - 200 of 1856
CFTC Exempts Additional European Union Multilateral Trading Facilities and Organised Trading Facilities from SEF Registration Requirements
… to provide regulatory certainty on the continuity of derivatives trading and clearing activities between the UK and U.S. In the joint … [ Joint Statement by UK and US Authorities on Continuity of Derivatives Trading and Clearing Post-Brexit (February 25, …
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CFTC Extends Public Comment Period on Proposed Rule to Address the Treatment of Separate Accounts of a Single Beneficial Owner by Clearing Members
… owner by futures commission merchants (FCMs) that are clearing members of derivatives clearing organizations, consistent with the no-action position in … of Separate Accounts of a Single Beneficial Owner by Clearing Members …
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Keynote of Chairman Rostin Behnam at the ABA Business Law Section Derivatives & Futures Law Committee Winter Meeting
… 2020. The last several years tested resilience across the derivatives markets, which required working together to meet … nine rulemakings, approved a final rule on DCO (derivatives clearing organization) governance, proposed one advanced notice of … of Chairman Rostin Behnam at the ABA Business Law Section Derivatives & Futures Law Committee Winter Meeting …
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Statement of Support of Chairman Rostin Behnam on the Commission’s Final Guidance Regarding the Listing of Voluntary Carbon Credit Derivatives Contracts
… contract markets (DCMs or Contract Markets) that list derivatives on voluntary carbon credits (VCCs) as the … agencies, crediting programs, CFTC-registered exchanges and clearinghouses, public interest groups, academics, and … the important work underway by the International Organization of Securities Commissions (IOSCO) through its …
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CFTC Requests Public Comment on Swap Clearing Requirement Submissions
… June 23, 2016 CFTC Requests Public Comment on Swap Clearing Requirement Submissions Washington, DC — The U.S. … received over the past several years from seven registered derivatives clearing organizations (DCOs) pursuant to section 2(h)(2)(B) of the … CFTC Requests Public Comment on Swap Clearing Requirement Submissions …
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Keynote Address of the 7th Annual FIA Asia Derivatives Conference
… Keynote Address of the 7th Annual FIA Asia Derivatives Conference Commissioner Scott D. O’Malia … G-20 commitment. I do believe that we can meet the G-20 clearing deadline – currently, the end of 2012. On Monday, … (“CPSS”) and the Technical Committee of the International Organization of Securities Commissions (“IOSCO”) are still …
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External Meetings: Meeting with ICE Clear U.S.
… management, and risk management requirements for Derivatives Clearing Organizations. …
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External Meetings: Meeting with ICE Clear U.S.
… management, and risk management requirements for Derivatives Clearing Organizations. …
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CFTC Staff Extends No-Action Relief for Shanghai Clearing House
… — The Commodity Futures Trading Commission’s Division of Clearing and Risk (DCR) today issued a no-action letter … date on which the CFTC exempts SHCH from registration as a derivatives clearing organization (DCO). The extension provides that DCR will not … CFTC Staff Extends No-Action Relief for Shanghai Clearing House …
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External Meetings: Meeting with The Options Clearing Corporation Representatives
… 2011, CFTC staff met with representatives of The Options Clearing Corporation to discuss proposed rules for derivatives clearing organizations related to risk management modeling, customer … External Meetings: Meeting with The Options Clearing Corporation Representatives …
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