Displaying results 1821 - 1830 of 1856
… a counterparty and an SD or MSP that are not submitted for clearing to a derivatives clearing [[Page 36485]] organization (``DCO''). It requires that an SD or MSP notify …
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… as a contract market under section 7 of the act; (B) a derivatives clearing organization registered under section 7a-1 of the act; (C) a …
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… available in intermediated and non-intermediated derivatives markets. I encouraged the Commission to … of financial resource requirements for certain derivatives clearing organizations. During a more recent speech at Duke …
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… up if LTCM had failed because of the large and opaque derivatives exposures that many U.S. banks had with LTCM. … of trade, swap execution facilities, and exempt derivatives clearing organizations comparable. The Proposal would apply a lesser …
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… Exchange, Inc. (``CME/ICE''); Coalition for Derivatives End-Users (``CDEU''); Coalition of Physical … required by other CEA provisions if it is not accepted for clearing; \48\ (7) the transaction not be a sham, whether or … better reflect[s] the way that traditional regional banking organizations . . . interact with their commercial …
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… membership representation on, the registered entity \3\ or derivatives transaction execution facility; or (ii) having trading privileges on the registered entity or derivatives transaction execution facility.\4\ … one mortgage lending association, and one self-regulatory organization.\13\ After carefully considering all of the …
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… Rule has only limited implications for the CFTC and the derivatives markets that our agency regulates, [3] I have … Rule was intended to address two concerns with banking organizations: conflicts of interest and excessive risk … will allow futures commission merchants to provide clearing services to their covered fund customers. The …
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… reporting entities as defined in part 20--swap dealers and clearing members-- must consider their counterparty's trade … 20.1. \13\ See 17 CFR 32.3(c)(2). See also Int'l Swaps & Derivatives Ass'n v. U.S. Commodity Futures Trading Comm'n, …
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… cities that many think about as hubs of the domestic derivatives market, I certainly have always considered … and leveraging the tools utilized by self-regulatory organizations like CME Group to monitor for and detect … consist of a wide range of issues involving benchmark risk, clearinghouse risk, operational risk and third-party service …
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… Johnson stated, “the United States boasts preeminent derivatives and commodities markets and we have long served … Johnson explained “the CFTC’s mandate to oversee the U.S. derivatives markets is critical to the stability of the global financial system. Derivatives markets allow market participants to manage …
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