Displaying results 1801 - 1810 of 1856
2012-16180
… with DCMs and SEFs would be  required to be reported by clearing members, as indicated in section IX  below. The … Act, and unless determined otherwise by the Commission  [a derivatives transaction execution facility].'' By way of … or commercial use of a commodity; name and address  of any organization of which the reporting trader participates in …
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Testimony, “Position Limits and the Hedge Exemption, Brief Legislative History”
… from a selfish interest as it is possible to imagine in any organization where the human agency is involved,” and that … regarding position limitations and accountability for derivatives transaction execution facilities. 49 Bona Fide … significant changes in trading patterns and practices in derivatives markets. The proposed risk management exemption …
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Keynote Address of Commissioner Dan M. Berkovitz at Energy Risk 2019, Houston, Texas
… at Energy Risk 2019, Houston, Texas Improving Energy Derivatives Markets for a Changing Energy Industry May 14, … included raising bank capital standards, increasing central clearing and exchange trading for standardized derivatives, … ; CFTC, Trading Organizations – Swap Execution Facilities (SEF), …
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2016-06260
… reporting entities as defined in part 20--swap dealers and clearing members-- must consider their counterparty's trade … 20.1. \13\ See 17 CFR 32.3(c)(2). See also Int'l Swaps & Derivatives Ass'n v. U.S. Commodity Futures Trading Comm'n, …
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2017-11014
… designated contract markets, swap execution facilities, and derivatives clearing organizations; and any other persons required to produce …
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Testimony of Chairman Rostin Behnam Regarding the Legislative Hearing to Review S.4760, the Digital Commodities Consumer Protection Act at the U.S. Senate Committee on Agriculture, Nutrition, and Forestry
… , the DCCPA acknowledges the key role that self-regulatory organizations, like the National Futures Association (NFA), … commodity intermediaries as is required in CFTC-regulated derivatives markets.  Digital commodity facilities will be …
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2017-00488
… as a contract market under section 7 of the act; (B) a derivatives clearing organization registered under section 7a-1 of this act; (C) …
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Remarks of Commissioner Dawn D. Stump Before Texas A&M’s Bitcoin Conference
… the Dodd-Frank Act, [1] the CFTC has also regulated other derivatives products known as swaps.   Today, we oversee a $400 trillion derivatives marketplace.   These derivatives products are … standard-setting bodies, such as the International Organization of Securities Commissions (IOSCO).   While we …
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Statement of Concurrence of Commissioner Rostin Behnam Regarding Swap Execution Facilities and Trade Execution Requirement
… financial reform initiatives for over-the-counter derivatives laid out at the 2009 G20 Pittsburgh Summit aimed … section 2h(8) should be interpreted to mean that “once the clearing requirement applies to a swap, then the trade … FR 33476 (Jun. 4, 2013). [8] Id. at 33477. [9] See Trading Organizations – Swap Execution Facilities (SEF), CFTC.gov , …
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2013-17467
… and major swap  participants (``MSPs''); (2) imposing clearing and trade execution  requirements on standardized … has been taking  place for many years. As part of the OTC Derivatives Supervisors' Group  (``ODSG''), the Federal … enhance  risk [[Page 43790]] mitigation practices for OTC derivatives, a key element of which was  introduction of and …
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