Displaying results 1781 - 1790 of 1856
… and major swap participants (``MSPs''); (2) imposing clearing and trade execution requirements on standardized … may be accessed at http://www.cftc.gov./ LawRegulation/OTCDERIVATIVES/index.htm. \3\ Pursuant to section 701 of the … merchants, SDs, commodity funds, futures industry organizations, academics and think tanks, a U.S. government …
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… entity, including designated contracts markets (``DCMs''), derivatives clearing organizations (``DCOs''), major swap participants …
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… with the use of SSFs to transfer securities through the clearing process at the Options Clearing Corporation … Repurchase Agreements (``MSRP''), are all Delta One derivatives.\40\ The Exchange noted further that the OCC … (c)(1) or (2) of this section, if a derivatives clearing organization registered under section 5b of the Act or a …
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… McGee, Assistant Director, at (202) 551-5870, Office of Derivatives Policy and Trading Practices, Division of … the statutory exclusion does not apply to a foreign banking organization with a U.S. branch or agency, which continues … banking entities. The SEC's analysis is based on DTCC Derivatives Repository Limited Trade Information Warehouse …
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… Framework for Trading Facilities, Intermediaries and Clearing Organizations, 66 Fed. Reg. 14,262, 14,267 (March 9, 2001). …
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… 17 CFR Parts 1, 15, 17, et al. Position Limits for Derivatives; Proposed Rule Federal Register / Vol. 85 , No. … hedging practices, cash-market trading practices, organizational structures of hedging participants, and … Sec. 17.00(d), futures commission merchants (``FCMs''), clearing members, and foreign brokers are required to report …
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… Sarah E. Josephson, Associate Director, Division of Clearing and Intermediary Oversight, (202) 418- 5684, … or Claire Noakes, Attorney Advisor, Division of Clearing and Intermediary Oversight, (202) 418-5444, … directors'' is defined to include any governing body of an organization. The clarification is intended to account for …
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… and reporting requirements for swap data repositories, derivatives clearing organizations, swap execution facilities, designated …
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… Proposal, in which the Commission proposed requiring derivatives clearing organization (``DCO'') counterparties to report the …
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… resources of both the Commission and the self-regulatory organizations for maximum effectiveness. We recently … who need the risk management tools offered by OTC energy derivatives, I was very interested in hearing what the … safeguards in the event of counterparty’s insolvency. Clearing and Market Structure Let me take a moment to …
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