Displaying results 1761 - 1770 of 1856
… through the digitization of modern financial and commodity derivatives markets: first, the central role of data; … and bring efficiencies to trade matching, processing, and clearing and settlement. Indeed, when paired with systems … as the Internet has become today. This means that all organizations and actors – including market regulators like …
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… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … Act may be accessed at http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm. \2\ Pursuant to Section 701 of … and other interested persons, including DCMs, trade organizations, banks, investment companies, commercial …
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… requirements for swap data repositories (``SDRs''), derivatives clearing organizations (``DCOs''), swap execution facilities …
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… the margin policy framework for non- cleared, bilateral derivatives set forth by the Basel Committee on Banking Supervision and the International Organization of [[Page 48003]] Securities Commissions, and …
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… 3. The commodity interest transaction is submitted for clearing through a registered FCM. Regulation … not yet accepted for clearing by any Commission-registered derivatives clearing organization (``DCO''). Thus, the Division stated that it …
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… swaps and security-based swaps that are not cleared by a clearing organization.\8\ Finally, the Final Rules required that … Bankers, Chris Young, International Swaps and Derivatives Association, and Kyle Brandon, Securities …
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… for more salutary ones. Capital seeks access to cash and derivatives marketplaces that are the most vibrant and … with marketplace intermediaries and self-regulatory organizations. It means eschewing regulatory empire … Exchange (LME) was acquired by Hong Kong Exchanges and Clearing Limited (HKEx), the largest shareholder of which is …
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… – and the efforts of the CFTC, the self-regulatory organizations and the exchanges to ensure the markets and …
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… to clients who are (a) natural persons and (b) legal organizations who are not eligible contract participants.'' … (6) private business development companies; (7) certain organizations described in section 501(c)(3) of the … 17 CFR Part 75 Banks, Banking, Compensation, Credit, Derivatives, Federal branches and agencies, Federal savings …
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… contracts, which are different in kind from traditional derivatives contracts more familiar to the agency; Relies on … CEA Section 2(h)(2)(A)(i) that it could make mandatory swap clearing determinations either by individual swap or by … as the clearing of event contracts by derivatives clearing organizations (“DCOs”), all of which must register with, and …
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