Displaying results 1751 - 1760 of 1856
Opening Statement of Commissioner Scott D. O’Malia, 11th Meeting of the Technology Advisory Committee
… Systems and the Technical Committee of the International Organization of Securities Commissions (CPSS / IOSCO) Final … Report issued in January 2012 entitled, “Report on OTC derivatives data reporting and aggregation requirements.” 3 …
Created on:
CFTC Releases Annual Enforcement Results for Fiscal Year 2015
… rate products, the U.S. Dollar International Swaps and Derivatives Association Fix (USD ISDAFIX). The CFTC required … and complete reports, which errors included incorrect clearing member reports, permanent record data, and … and civil law enforcement authorities, self-regulatory organizations, and international civil and criminal …
Created on:
Remarks of Chairman J. Christopher Giancarlo at the 4th Annual DC Blockchain Summit
… this program put on by the Chamber of Digital Commerce, an organization that brings so much intelligence to the public … given the CFTC’s oversight of crypto-related futures and derivatives markets. [5] Today I want to take stock of the … J. Christopher Giancarlo Before the Depository Trust & Clearing Corporation 2016 Blockchain Symposium (Mar. 29, …
Created on:
Written Testimony of Daniel S. Gorfine before the U.S. House Committee on Agriculture
… of its formation, LabCFTC has met with approximately 200 organizations and discussed a range of technology-related … of the spectrum, new innovations hold promise in improving clearing and settlement processes, facilitating regulatory … to remind the public that digital assets can also be derivatives or commodities, depending on their terms and how …
Created on:
Remarks by Chairman J. Christopher Giancarlo at the Salzburg Global Seminar, Salzburg, Austria
… the world’s oldest and most experienced regulator of derivatives trading markets. Not only do we oversee the … largest futures markets, we are also the world’s only derivatives-specific, national regulatory body. At the CFTC, …
Created on:
2016-18213
… for CSEs on all swaps that are not cleared by a registered derivatives clearing organization, and section 2(i) of the CEA, which provides …
Created on:
2016-25571
… Independent System Operators and  Regional Transmission Organizations AGENCY: Commodity Futures Trading Commission. … Counsel, 202-418-6624, [email protected], Division of Clearing and  Risk; David P. Van Wagner, Chief Counsel, … that defendants were manipulating contract prices in the derivatives  commodities market in violation of the Act.\76\ …
Created on:
Statement of Commissioner Rostin Behnam on Proposed Amendments to the Commission’s Regulations Relating to Certain Swap Data Repository and Swap Data Reporting Requirements
… is issuing amendments to the Part 39 regulations for Derivatives Clearing Organizations (“DCO”) (the “Part 39 Proposal”).  Current …
Created on:
Statement of Commissioner Dan M. Berkovitz Regarding Rules Related to Margin for Uncleared Swaps
… Committee on Banking Supervision and the International Organization of Securities Commissions (BCBS/IOSCO), [4] and … BCBS/IOSCO, Margin requirements for non-centrally cleared derivatives (July 2019), available at …
Created on:
Regulation of the Future: Building Responsible Digital Asset Markets: Keynote Address by Commissioner Caroline D. Pham, 18th Nasdaq Technology of the Future Conference—Reimagining Tomorrow’s Markets
… each other. Looking out at the room at all the exchanges, clearinghouses, and central securities depositories (CSDs) … incredible shifts in market structure like reforms for derivatives trading, margin, clearing, and benchmarks, or … list and trade crypto derivatives, and derivatives clearing organizations (DCOs) that clear crypto derivatives.  When …
Created on: