Displaying results 1741 - 1750 of 1856
… eight recommendations published by the International Organization of Securities Commissions (IOSCO) regarding … [2] FIA reported that through its surveys of exchanges, clearing firms, and trading firms, it has found widespread … the integrity, resilience, and vibrancy of the U.S. derivatives market. [1] Meeting of the TAC on March 27, …
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… would include designated contract markets (``DCMs''), derivatives transaction execution facilities (``DTEFs''), … proposed OCR helps both the Commission and self- regulatory organizations accomplish these tasks by adding account … reporting system. The Form 102 must be filed by FCMs, clearing members and foreign brokers who carry special …
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… on Banking Supervision and the Board of the International Organization of Securities Commissions (BCBS/IOSCO) on which … international colleagues. Given the global nature of the derivatives markets, we should always seek international … they, too, recognized that a workable solution for global derivatives markets demands coordinated policies and …
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… from the futures segregated accounts through the MF Global organization. Of course, DSIO can only review the books and … crash – on May 6, 2010, in mere minutes, the equities and derivatives markets fell an unprecedented $1 trillion. … functionalities that operate within parameters set by clearing firms. In the discussions around the second …
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… of swap dealers and major swap participants; (2) imposing clearing and trade execution requirements on standardized … in amended section 150.2. See International Swaps and Derivatives Association v. United States Commodity Futures … of relief. Such a demonstration would likely include an organizational chart showing the ownership and control …
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… Counsel, 202- 418-5862, [email protected], Division of Clearing and Risk; David P. Van Wagner, Chief Counsel, … provisions of the Act.\9\ SPP is a Regional Transmission Organization (``RTO'') subject to regulation by FERC. As … may be accessed at http://www.cftc.gov./LawRegulation/OTCDERIVATIVES/index.htm. \9\ See Exemption Application at …
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… of creditors, counterparty credit exposure, trading and clearing mechanisms, value of aggregated derivative … CPOs on their operated pools' alternative investment or derivatives positions, which are the primary focus of the … by the designated contract markets or derivatives clearing organizations with respect to futures transactions. …
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… in part 45, and stated in the CPSS-IOSCO Report on OTC Derivatives Data Reporting and Aggregation Requirements, ``a … Systems and Technical Committee of the International Organization of Securities Commissions, Report on OTC … may contact DTCC-SWIFT at: The Depository Trust & Clearing Corporation, 55 Water Street, New York, NY 10041, …
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… markets. AI has significant promise to smooth and expedite clearing and settlement processes for securities, derivatives, and banking transactions. AI may reduce the … merchants and clearing members of derivatives clearing organizations. We use this data set to monitor for large …
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… Exchange Inc. (``ICE''), International Swaps and Derivatives Association, Inc. and Securities Industry and … interest concerns that may impede DCM and self-regulatory organization (``SRO'') independence.\26\ … in 2019, the Commission brought an action against Options Clearing Corporation (``OCC''), a derivatives clearing …
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