Displaying results 1731 - 1740 of 1856
… market, as part of our general oversight of the nation’s derivatives markets. And today, I would like to draw on that … role in market surveillance, as designated self-regulatory organizations. Flash Events Generally So what’s the … have worked to coordinate these mechanisms. We required clearing members to establish risk-based limits for all …
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… The elements of our financial market “backbone”—exchanges, clearinghouses, and market utilities—were all asked to … to work across agencies on common problems. Securities, derivatives, and banking regulators need to work together … Committee (FBIIC), and the private sector has a parallel organization—the Financial Services Sector Coordinating …
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… Director, (202) 551-5870, [email protected], Office of Derivatives Policy, Division of Trading and Markets, … facilities, designated contract markets, derivatives clearing organizations, swap dealers, and major swap participants …
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… the margin policy framework for non- cleared, bilateral derivatives set forth by the Basel Committee on Banking Supervision and the International Organization of Securities Commissions, and how they …
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… rule's ban on bank proprietary trading, the CFTC’s flawed derivatives trading rules, 34 low de minimis levels for swap … universal standards by the futures markets self-regulatory organizations (SROs), such as the National Futures … 50 See Depository Trust & Clearing Corporation, Systemic Risk Barometer Study 1, 3 …
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… requirements for swap data repositories (``SDRs''), derivatives clearing organizations (``DCOs''), swap execution facilities …
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… ``assess the applicant's fitness to engage in business as a derivatives professional''). See also Firm Application (Form … New York City Bar Association, the Committee on Futures and Derivatives (NYC Bar Derivatives Committee) (Jan. 4, 2019); … registered futures association, or other self- regulatory organization; having a principal who has been or could be …
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… won’t survive. I promise there’s significant substance and organization to this aberration. Let's get our flick freak … that is important: the five largest U.S. commercial bank derivatives dealers account for 93 percent of the $223 … when it comes to five categories of rules, i.e., clearing, capital, margin, trade price transparency …
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… Basel Committee on Banking Supervision and International Organization of Securities Commissions (BCBS/IOSCO), [3] … BCBS/IOSCO, Margin requirements for non-centrally cleared derivatives (July 2019), …
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… Expo. For over 50 years, FIA has been a key voice for the derivatives industry, and I applaud them for putting … requirements at the exchange level as well as at the clearing member and trading firm levels. We are considering … Payments and Market Infrastructures and the International Organization of Securities Commissions or IOSCO, and it …
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