Displaying results 1701 - 1710 of 1856
… financial reform initiatives for over-the-counter derivatives laid out at the 2009 G20 Pittsburgh Summit, … changes, which have shed light on the over-the-counter derivatives markets, Title VII of the Dodd-Frank Act amended … Payments and Market Infrastructures and the International Organization of Securities Commissions working group for the …
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… Exchange Act (``CEA''),\4\ and it is also a self-regulatory organization (``SRO'').\5\ … facilities (``SEFs''), registered futures associations, and derivatives clearing organizations (``DCOs''). Among other things, SROs …
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… and (B), respectively; (9) certain trusts; (10) organizations described in section 501(c)(3) of the Internal … \50\ See Adam R. Waldman, OTC Derivatives and Systemic Risk: Innovative Finance or the … of LedgerX, LLC For Registration as a Derivatives Clearing Organization, Amended Order of Registration, …
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… requirements for swap data repositories (``SDRs''), derivatives clearing organizations (``DCOs''), swap execution facilities, …
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… Vision For EU-US Regulatory and Supervisory Cooperation for Derivatives Markets” April 4, 2019 Good afternoon. It is my … The agency is an active contributor to the International Organization of Securities Commissions (IOSCO), Financial … and US Authorities on Continuity of Derivatives Trading and Clearing Post-Brexit (February 25, 2019), available at …
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… Notice of Proposed Rulemaking Regarding Amendments to Derivatives Clearing Organization General Provisions and Core Principles; …
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… and thank the New York Fintech Innovation Lab. This organization’s success in fostering development of fintech … and which has also met with industry groups, start-ups, clearinghouses, and exchanges, as they develop prospective … . 24 Markets for futures, swaps and other derivatives are especially important for economic growth by …
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… (``SEFs''), Designated Contract Markets (``DCMs''), Derivatives Clearing Organizations (``DCOs''), Swap Dealers (``SDs''), Major …
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… SUMMARY: U.S. derivatives markets have experienced a fundamental … 1. Existing DCM Risk Controls 2. Existing Trading and Clearing Firm Risk Controls B. Overview of Risk Controls … Group and Market Access Working Group; the International Organization of Securities Commissions (``IOSCO''); the …
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… should be reauthorized. Its role in overseeing the derivatives market is critical to protecting global … thin, reviews of various applications by derivatives clearing organizations and exchanges can take longer, delaying those …
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