Displaying results 1641 - 1650 of 1856
Opening Statement of Chairman Heath P. Tarbert Before the Open Commission Meeting on October 16, 2019
… a Basel Committee on Banking Supervision-International Organization of Securities Commissions (“BCBS-IOSCO”) … letter relating to existing no-action relief from the swap clearing requirements of Section 2(h)(1) of the Act. [10]   … these clearing requirements. The global nature of today’s derivatives markets requires that regulators work …
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Statement of CFTC Chairman Heath P. Tarbert on the New Activities-Based Approach to Systemic Risk
… to a comprehensive regulatory regime, including central clearing and minimum margin requirements. [2]   Recognizing … risk. The Financial Stability Board (“FSB”), International Organization of Securities Commissions (“IOSCO”), and … activities, rather than firms. For instance, Dodd-Frank’s derivatives reforms generally target the activity of …
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Testimony of Chairman J. Christopher Giancarlo before the Senate Committee On Appropriations Subcommittee on Financial Services and General Government, Washington, D.C.
… For more than a century, Americans have relied on U.S. derivatives markets to stabilize the cost of living.  These … The United States is the only major country in the Organization for Economic Co-operation and Development to … issued an advisory [6] giving registered exchanges and clearinghouses guidance for listing virtual currency …
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Testimony of Chairman J. Christopher Giancarlo Before the Senate Committee on Appropriations Subcommittee On Financial Services And General Government, Washington, DC
… cyrptoasset regulation, Dodd-Frank rule harmonization, clearinghouse oversight, disaster recovery testing and … in these markets, businesses of all sizes use the derivatives markets to manage commercial and market risk.   … The United States is the only major country in the Organization for Economic Co-operation and Development to …
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Remarks of Commissioner Brian D. Quintenz Commodity Futures Trading Commission at the ICDA 39th Annual European Summit (Bürgenstock)
… that opacity was very present in the over-the-counter (OTC) derivatives markets:   in firms’ exposures to the housing … addressed by the post-crisis reforms of data reporting, clearing, and margin.   I think it is helpful to take each … Payments and Market Infrastructures and the International Organization of Securities Commissions (CPMI-IOSCO) …
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Testimony of Chairman Gary Gensler before the U.S. House Appropriations Subcommittee
… under Congress’ direction, the CFTC now oversees the derivatives marketplace: not only futures that we have … greater access to the market that comes from centralized clearing. And for the first time, the public is benefiting … the CFTC relies on what are known as self-regulatory organizations (SROs) to be the primary examiners. Given our …
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2024-03473
… failure. Counterparty  exposure concerning central clearing counterparties (``CCPs'') is of  importance to … to type (e.g., unsecured borrowing, secured borrowing, derivatives  cleared by a CCP, and uncleared derivatives) … about private funds that they  advise, including basic organizational, operational information, and  information …
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Remarks of CFTC Commissioner Brian D. Quintenz at the DerivCon 2018: SEFCON Transformed, Pivoting from Adoption to Adaptation
… and what we hope to accomplish in the future. An Opaque Derivatives Markets Almost ten years ago, in the midst of … on Payments and Infrastructures and the International Organization of Securities Commissioners, known as … .  See also  Mark Bramante, Depository Trust & Clearing Corporation,  Swap Data Reporting Rules , SCI 3rd …
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2014-06574
… to the swap, the identity of the other counterparty's clearing member for the swap, or such counterparty's or … a trade to, and subsequent acceptance of the trade by, a derivatives clearing organization. \13\ Part 45 of the Commission's regulations, …
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Statement of Commissioner Caroline D. Pham in Support of Proposed Order and Request for Comment on Comparability Determination for EU Nonbank Swap Dealer Capital and Financial Reporting Requirements
… regulatory framework for over-the-counter (OTC) derivatives markets, the Commodity Futures Trading … cannot be overstated.  As noted by the International Organization of Securities Commissions (IOSCO) in its 2019 … [7] can be harmful to wholesale securities and derivatives markets. Despite its flaws and inauspicious …
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