Displaying results 1631 - 1640 of 1856
… Afforded Customer and Customer Funds Held by Futures Clearing Merchants and Derivatives Clearing Organizations. Commission regulation 1.52 imposes …
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… by large customer positions to Commission registrants and clearing organizations. Previously, all reporting rules contained … made or obtained on designated contract markets or derivatives transaction execution facilities equal or …
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… Jocelyn Partridge, Special Counsel, Division of Clearing and Risk, (202) 418- 5926, email: … Major Swap Participants, Designated Contract Markets, Derivatives Clearing Organizations, Swap Execution Facilities, Swap Data …
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… TRADING COMMISSION 17 CFR Part 50 RIN 3038-AE33 Swap Clearing Requirement Exemptions AGENCY: Commodity Futures … Institute of International Banking, International Swaps and Derivatives Association, Inc., and Securities Industry and … the Commission proposed improvements to the structure and organization of 17 CFR part 50 through heading changes and …
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… commodity marketplace by eliminating certain legitimate derivatives risk management strategies, most notably … arbitrage through participation in the International Organization of Securities Commissions (“IOSCO”) and … Principles for the Regulation and Supervision of Commodity Derivatives Markets 41 does, for the first time, call on …
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… If there were no uncertainty, there would be no derivatives markets. Indeed, the CFTC is in the business of … historic levels. Financial firms, like so many other organizations, have been forced into a near-total … Basel Committee on Banking Supervision and International Organization of Securities Commissions have jointly extended …
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… \13\ Pursuant to a Commission plan of reorganization, DSIO was renamed Market Participants Division … by different asset managers. Each SMA that trades derivatives typically has its own payment netting set corresponding to each International Swaps and Derivatives Association (``ISDA'') master agreement and …
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… COMMISSION 17 CFR Part 50 RIN 3038-AE33 Amendments to Clearing Exemption for Swaps Entered Into by Certain Bank … Institute of International Banking, International Swaps and Derivatives Association, Inc., and Securities Industry and … a swap: (1) To be cleared through a derivatives clearing organization (DCO) that is registered under the CEA, or a …
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… and Sarah E. Josephson, Deputy Director, Division of Clearing and Risk, at (202) 418-5430; and Michael A. Penick, … On the other hand, security futures are ``delta one derivatives'' \14\ that are more similar to total return … In addition, the Commissions' rules permit self-regulatory organizations and self- regulatory authorities (together …
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… and analyzing data (including the use of end-user clearing exemptions) at the direction of the Commission; (7) … and Trade Policy (``IATP''), International Swaps and Derivatives Association, Inc./Securities Industry and … Non-Swap Dealer/Major Swap Participant/Derivatives Clearing Organization Reporting Counterparty The Commission …
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