Displaying results 1621 - 1630 of 1856
Statement of Commissioner Christy Goldsmith Romero on Advance Notice of Proposed Rulemaking on Risk Management Program Regulations
… Then in 2013, the Commission required that brokers in the derivatives markets, known as futures commission merchants … institutions. Market participants depend on liquidity, clearing and other critical functions performed by these … . [15] Joint Statement on Crypto-Asset Risks to Banking Organizations, Board of Governors of the Federal Reserve …
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2015-24596
… equivalent to such contracts. See Position Limits for Derivatives, 78 FR 75680 (Dec. 12, 2013). \3\ See 17 CFR … owned entity. Better Markets, Inc. (``Better Markets''), an organization that advocates for financial reform, commented … Filed by Contract Markets, Futures Commission Merchants, Clearing Members, Foreign Brokers and Large Traders; Final …
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Remarks of Chairman Timothy Massad Before the OFR-FSOC 2016 Annual Conference, U.S. Treasury Department
… of Dodd-Frank related to OTC swaps. They were: central clearing of standardized swaps, oversight of the largest … and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) that is … forward to enhance global clearing and harmonization of derivatives rules. Improving Data Reporting Now let me turn …
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2020-11296
… ; or Melissa D'Arcy, Special Counsel, Division of Clearing and Risk, Commodity Futures Trading Commission, … as commodity pool operators, commodity trading advisors, derivatives clearing organizations, designated contract markets, futures …
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2019-06938
… by large customer positions to Commission registrants and clearing organizations.     The reporting rules are implemented by … made or obtained on designated contract markets or derivatives transaction execution facilities equal or exceed …
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2023-03717
… as commodity pool operators, commodity trading  advisors, derivatives clearing organizations, designated contract  markets, futures …
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2014-10426
… of  foreign-based (i.e., located outside of the U.S.) swap clearinghouses  and foreign swaps trading execution … Act (CEA) to provide an exemption from registration  as a derivatives clearing organization (DCO) for foreign-based swap  clearinghouses …
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Statement of Commissioner J. Christopher Giancarlo on the DMO Made Available to Trade Process Roundtable (Washington, DC)
… available at http://www.thetradenews.com/news/Asset_Classes/Derivatives/Numerous_SEF_challenges_predicted_in_2014.aspx. …
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December 10 MRAC
… Director and Group Chief Risk Officer, Depository Trust and Clearing Corporation Jennifer Han, Chief Counsel and Head of … Execution, Futures Industry Association Recommendations on Derivatives Clearing Organization System Safeguards Standards for Third-Party …
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Erica Elliott Richardson, External Affairs Director, To Leave CFTC
… to be as effective as possible in regulating the global derivatives markets.”   "I can't thank Chairman Giancarlo … her tenure, Richardson initiated and implemented the reorganization of OPA and the Office of Customer Education and … Authority (FCA) on Continuity of Derivatives Trading and Clearing Post-Brexit , announced in a joint press event in …
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