Displaying results 1611 - 1620 of 1856
… time to take stock of how far the Commission and the global derivatives industry have come in recent years, and to … called for raising bank capital standards, requiring the clearing and exchange trading of standardized derivatives, … and market surveillance staff work daily with clearing organizations and exchanges to ingest and analyze data to …
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… of registered firms that exercise tremendous power in the derivatives markets. Given this audience, I refer to asset … dealers, contract markets, swap execution facilities, and clearinghouses. In relation to our markets, scale has to be … in relative terms at the level of an asset management organization, less so in the absolute terms of separate …
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… marketplace leaders, operators and self-regulatory organizations. The approach is cognizant of the rapid … Open ledgers may make possible new “smart” securities and derivatives that can value themselves in real time, … Group to look into how blockchain technology can be used in clearing, settlement and reporting of trades. 30 The Bank of …
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… bitcoin itself. It is important to recognize that, in the derivatives markets, the CFTC has both oversight and … the clearance and settlement of the transactions with a clearinghouse. One measure of a futures contract’s financial … my willingness to explore how a new, private independent organization could perform an oversight function for U.S. …
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… Special Counsel, 202-418-5466, [email protected], Division of Clearing and Risk; David E. Aron, Counsel, 202-418-6621, … Act is available at http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm. \3\ Pursuant to section 701 of the … DCMs joined various agricultural and energy sector trade organizations in opposing the Commission's proposed …
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… panel focused on diversity, equity, and inclusion in the derivatives industry and related markets. [1] The vibrant … how the SOFR First Initiative implicates the mandatory clearing requirements and related MAT determinations for … ; International Organization of Securities Commissions, Statement on …
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… most complex financial institutions, including exchanges, clearinghouses, and those who provide services supporting … clearing, and settlement (of, for example, sophisticated derivatives contracts), as well as transactions offering the … A few weeks ago, at the Annual Meeting of the International Organization of Securities Commissions (IOSCO), I joined a …
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… from the Division of Market Oversight, the Division of Clearing and Risk, the Division of Swap Dealer and … mandates that such standards be comparable to those for derivatives clearing organizations.\9\ CEA section 21(c)(3) provides that, once …
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… Given that intermediaries may engage in both securities and derivatives transactions, operators of investment companies … Section 1a(40) ``registered entities''--such as derivatives clearing organizations, designated contract markets, swap execution …
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… Director, (202) 418-5096, [email protected] , Division of Clearing and Risk, or Lihong McPhail, Research Economist, … dated June 22, 2017, the Petitioners, all registered derivatives clearing organizations (``DCOs''), requested an exemptive order under …
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