Displaying results 161 - 170 of 1856
Client Clearing Documentation, Straight Through Processing, Clearing Member Risk Management
… the timing of acceptance or rejection of trades for clearing by derivatives clearing organizations and clearing members; and the risk management … Client Clearing Documentation, Straight Through Processing, Clearing Member Risk Management …
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CFTC Staff Issues Supplemental Letter Regarding No-Action Position on Reporting, Recordkeeping Requirements
… Commission’s Division of Market Oversight and Division of Clearing and Risk today announced they have taken a … a designated contract market, and Gemini Olympus, LLC, a derivatives clearing organization, or their participants for failure to comply …
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CFTC’s Division of Clearing and Risk Issues No-Action Letter for ASX Clear (Futures) Pty Limited
… February 6, 2014 CFTC’s Division of Clearing and Risk Issues No-Action Letter for ASX Clear … enforcement action against the Australian-based clearing organization, ASX Clear (Futures) Pty Limited (ASXCLF), for failing to register as a derivatives clearing organization (DCO) under Section 5b(a) …
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CFTC’s Division of Clearing and Risk Issues No-Action Letter for OTC Clearing Hong Kong Limited
… May 7, 2014 CFTC’s Division of Clearing and Risk Issues No-Action Letter for OTC Clearing … Hong Kong Limited (OTC Clear) for failing to register as a derivatives clearing organization (DCO) pursuant to Section 5b(a) of the … CFTC’s Division of Clearing and Risk Issues No-Action Letter for OTC Clearing …
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CFTC’s Division of Clearing and Risk Extends No-Action Relief for Shanghai Clearing House
… February 23, 2018 CFTC’s Division of Clearing and Risk Extends No-Action Relief for Shanghai … date on which the CFTC exempts SHCH from registration as a derivatives clearing organization (DCO). The no-action letter provides that DCR … CFTC’s Division of Clearing and Risk Extends No-Action Relief for Shanghai …
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CFTC’s Division of Clearing and Risk Extends No-Action Relief for Shanghai Clearing House
… July 31, 2018 CFTC’s Division of Clearing and Risk Extends No-Action Relief for Shanghai … date on which the CFTC exempts SHCH from registration as a derivatives clearing organization (DCO). The extension provides that DCR will not … CFTC’s Division of Clearing and Risk Extends No-Action Relief for Shanghai …
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CFTC Staff Extends Time-Limited No-Action Relief to Eurex Clearing and its U.S. Clearing Members
… CFTC Staff Extends Time-Limited No-Action Relief to Eurex Clearing and its U.S. Clearing Members Washington, DC — The … against Eurex Clearing, an applicant for registration as a derivatives clearing organization (DCO), for failure to register as a DCO … CFTC Staff Extends Time-Limited No-Action Relief to Eurex Clearing and its U.S. Clearing Members …
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CFTC Staff Extends Time-Limited No-Action Relief to Eurex Clearing and its U.S. Clearing Members
… CFTC Staff Extends Time-Limited No-Action Relief to Eurex Clearing and its U.S. Clearing Members Washington, DC — The … against Eurex Clearing, an applicant for registration as a derivatives clearing organization (DCO), for failure to register as a DCO … CFTC Staff Extends Time-Limited No-Action Relief to Eurex Clearing and its U.S. Clearing Members …
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CFTC Issues Proposed Exemptive Order to Permit ICE Clear Credit, ICE Clear US, and ICE Clear Europe to Invest Customer Funds in French and German Sovereign Debt
… Register a proposed exemptive order that would permit derivatives clearing organizations ICE Clear Credit LLC, ICE Clear US, Inc., and …
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CFTC Division of Clearing and Risk Issues Notice Regarding Expiration of Cross-Border Exemptive Relief from the Clearing Requirement
… July 31, 2013 CFTC Division of Clearing and Risk Issues Notice Regarding Expiration of … transactions to be submitted for clearing with a registered derivatives clearing organization (DCO) (unless an exception, exemption, or other … CFTC Division of Clearing and Risk Issues Notice Regarding Expiration of …
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