Displaying results 1551 - 1560 of 1856
2020-12034
…     3. The commodity interest transaction is submitted for clearing through a registered futures commission … on U.S. persons and on the persons and firms that solicit derivatives transactions from those U.S. person … that clearly enabling non-U.S. CPOs to avoid the additional organizational complexity associated with separately …
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CFTC General Counsel Jonathan L. Marcus to Depart Agency
… v. CFTC, which involved margin liquidation rules for derivatives clearing organizations. He holds a BA from Tufts University and a JD, …
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2015-10314
… may result from the proposal  titled Position Limits for Derivatives (78 FR 75680, Dec. 12, 2013).  Comments on the … by large customer positions to  Commission registrants and clearing organizations.     Previously, all reporting rules contained …
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2020-24353
… and Sarah E. Josephson, Deputy Director, Division of Clearing and Risk, at (202) 418-5430; and Michael A. Penick, … being marked to current market value by the clearing organization where the security futures are cleared.\14\ In … under Section 5 of the CEA or Section 5f of the CEA, or a derivatives transaction execution facility registered under …
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2013-00521
… collateral held by futures commission merchants and  derivatives clearing organizations to serve as margin in cleared swaps  …
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Remarks of Commissioner Rostin Behnam at the ISDA/SIFMA AMG Benchmark Strategies Forum 2020, New York, New York
… Scott O’Malia and his staff at the International Swaps and Derivatives Association (ISDA) and SIFMA AMG for holding … evolving market structures and the movement of risk across clearinghouses, exchanges, intermediaries, market makers and … larger global benchmark transition effort, and the entire organization deserves recognition for excellent and timely …
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Keynote Remarks of Commissioner Kristin N. Johnson at Rice University’s Baker Institute for Public Policy Annual Energy Summit
… after the passage of the Grain Futures Act, regulation of derivatives focused on ensuring fair access to and … for the City of London Corporation. The International Organization of Securities Commissions (IOSCO) has started … impose a host of obligations—registration, disclosure, clearing, risk management, know your customer and anti-money …
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Keynote Address by Commissioner Scott D. O’Malia, Setting Priorities and Fixing Broken Rules Must be Commission’s First Order of Business in 2014
… First Order of Business in 2014, 9th Annual FIA Asia Derivatives Conference. The St. Regis, Singapore December 4, … reacting to the fact that trades that are not accepted for clearing must be void ab initio . SEFs are rushing to build … I cannot think of a more important function than organization, aggregation, and analysis of our data …
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Statement of Commissioner Mark P. Wetjen before the Open Meeting of the Commodity Futures Trading Commission
… on Banking Supervision, the Board of the International Organization of Securities Commissions, and the Bank for … incentives. In the context of risk-management rules for clearinghouses, for example, the Commission closely followed … “uncleared swap” as one that is not cleared by a registered derivatives clearing organization or a clearinghouse …
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Keynote Address by Commissioner Scott D. O'Malia, Edison Electric Institute CFTC Compliance Forum
… reform. The G-20 agreement proposed four main objectives of derivatives reform. First, report all data to a data … be exchange traded "as appropriate." Third, require clearing to be done through central counter parties. Fourth, … date for SEFs, the Commission relies on self-regulatory organizations to send data via Excel spreadsheet. There is …
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