Displaying results 1541 - 1550 of 1856
Statement of Commissioner J. Christopher Giancarlo Regarding Final Rule on Margin Requirements for Uncleared Swaps
… Committee on Banking Supervision and the International Organization of Securities Commissions (BCBS/IOSCO). While … intention to subject inter-affiliate transactions to clearing or inter-affiliate margin. Accordingly, the CFTC … generally cannot be replicated with standardized cleared derivatives without resulting in improper or imperfect …
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“The True Sign of Intelligence”
… and develop a clear strategy based on that information. Organization: Office of Technology and Data is on the Right … Recommendations on Pre-Trade Practices for Trading Firms, Clearing Firms and Exchanges involved in Direct Market … FOR INTERNATIONAL SETTLEMENTS, STATISTICAL RELEASE: OTC DERIVATIVES STATISTICS AT END-DECEMBER, 2012, available at …
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Remarks before 34th Annual International Futures Industry Conference, Futures Industry Association
… regarding the legal certainty of institutionally traded derivatives, I think we sometimes lose sight of the critical … prices.  Therefore I was pleased when the International Organization of Securities Commissions (IOSCO) formed a Task … Peterson’s bill seeks, among other things, to mandate clearing of OTC transactions, require CFTC mandated position …
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2022-10490
… 17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the … pursuant to the CEA and the  Commission's regulations to a derivatives clearing organization (DCO)  that is registered under the CEA …
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Testimony of Chairman Timothy G. Massad before the U.S. House Appropriations Committee, Subcommittee on Agriculture, Rural Development, Food and Drug Administration and Related Agencies
… make sure that commercial end-users can continue to use the derivatives markets effectively and efficiently. We have … of critical market infrastructure, such as exchanges and clearinghouses, as well as intermediaries that hold billions … oversight of examinations performed by the self-regulatory organizations. Among the most important examinations that …
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Statement of Chairman Timothy Massad, Final Rule on Margin for Uncleared Swaps
… set forth in the Dodd-Frank Act. Although we have mandated clearing for standardized swaps, there will always be a … and we must make sure that they can continue using the derivatives markets effectively and efficiently. … Committee on Banking Supervision and the International Organization of Securities Commissions standards agreed upon …
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Statement of Commissioner Dawn D. Stump Regarding CFTC Open Meeting on April 14, 2020
… demonstrated, futures commission merchants (“FCMs”) and derivatives clearing organizations (“DCOs”) are integral to well-functioning …
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2019-06444
… scope of a report required to be filed by self- regulatory organizations (SROs) pursuant to Commission Regulation 1.52. … and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations and relate only to amendments to …
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Testimony before the U.S. House of Representatives, Committee on Agriculture
… in the first instance by a designated self-regulatory organization (“DSRO”), for example, the Chicago Mercantile … • standards for investing in instruments with embedded derivatives; • requirements for adjustable rate securities; … technical changes. In 2007, the Commission’s Division of Clearing and Intermediary Oversight (Division) launched a …
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Testimony before the United States Senate, Committee on Agriculture
… in the first instance by a designated self-regulatory organization (“DSRO”), for example, the Chicago Mercantile … standards for investing in instruments with embedded derivatives; requirements for adjustable rate securities; … technical changes. In 2007, the Commission’s Division of Clearing and Intermediary Oversight (Division) launched a …
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