Displaying results 1511 - 1520 of 1856
2020-14383
… exchanges, industry trade associations, public interest organizations, and others. The views expressed in the … to promote the integrity, resilience, and vibrancy of U.S. derivatives markets through sound regulation. We cannot … approach to the types of risk controls that exchanges, clearing members, and trading firms would be required to …
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Remarks of CFTC Chief of Staff Michael Gill at the National Press Club, CFTC Kiss Policy Forum
… period. Commentators included exchanges, asset managers, clearinghouses, trading platforms, think tanks, law firms, … followed in granting exemptions from Derivative Clearing Organization (DCO) registration. The benefits of this would … account for changes to the Commodity Exchange Act (CEA) and derivatives market practice since Part 190 was adopted in …
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Opening Statement of Chairman Gary Gensler: Open Meeting to Consider Cross-Border Guidance and Exemptive Order
… of the American economy driven, in part, by the unregulated derivatives marketplace. Congress and the President were … rate and credit derivative index products, as well. Central clearing became required for the broader market earlier this … understandings regarding the regulation of cross border derivatives. I want to publicly thank Commissioner Michel …
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Dissenting Statement of Commissioner Summer K. Mersinger Regarding CFTC’s Spring 2024 Regulatory Agenda
… the CFTC on global issues relating to the regulation of the derivatives markets would include representatives of those who actually participate in the derivatives markets. Regardless of which political party has … on Banking Supervision and the Board of the International Organization of Securities Commissions on which they are …
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Remarks by Chairman J. Christopher Giancarlo at FIA Japan, Tokyo, Japan
… which is a critical global market for swaps trading and clearing.  Indeed, in my view, the CFTC and the JFSA regimes share many symmetries – not just with respect to derivatives regulation, but in a greater sense with respect … seek exemption from registration as a derivatives clearing organization (DCO).   The exemption would permit such …
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2016-14035
… 17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the … to do so under the pertinent section of the CEA to a derivatives clearing organization (DCO) that is registered under the CEA …
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Opening Statement Before a Meeting of the Commodity Futures Trading Commission
… risk management and other regulatory requirements for derivatives clearing organizations. Centralized clearing lowers risk by reducing …
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Testimony of J. Christopher Giancarlo Chairman U.S. Commodity Futures Trading Commission before the House Committee on Agriculture
… with hundreds of Americans who depend on CFTC-regulated derivatives markets. I have travelled to many of your home … system safeguards and cyber resilience standards for clearinghouses, contract markets, swap execution facilities, … via Committee on Payments and Infrastructures-International Organization of Securities Commissioners (CPMI-IOSCO) and …
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Keynote Address of Chairman J. Christopher Giancarlo before FIA Annual Meeting, Boca Raton, Florida
… event that brings together all participants in the global derivatives markets. So I am delighted to have this … forward, LabCFTC seeks ways to collaborate with external organizations, including domestic and international … Dealer & Intermediary Oversight (DSIO), and Division of Clearing and Risk (DCR). Today, we are an agency that takes …
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Remarks of Commissioner Rostin Behnam before the Commodity Futures Trading Commission’s International Regulators Meeting, Boca Raton, Florida
… Commission announced it would treat U.S.-registered clearinghouses as equivalent for purposes of recognition … (EMIR). 4  Currently, there are five U.S.-registered derivatives clearing organizations (DCOs) that have received recognition under …
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