Displaying results 1481 - 1490 of 1856
Remarks of Chairman Timothy Massad before the National Grain and Feed Association 119th Annual Convention
… was created. Like the agricultural industry itself, the derivatives markets we at the CFTC oversee have grown and … use the Congressional exemptions given to them regarding clearing and swap trading if they enter into swaps through a … deposit. And CFTC staff, working with the self-regulatory organizations, conduct periodic on-site examinations of the …
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Remarks of Commissioner Sharon Y. Bowen before the Commodity Markets Council
… I have been asked to speak about the outlook for the derivatives markets today. It is no secret that we have had … Housing Finance Agency (FHFA), and our self-regulatory organization, the National Futures Association (NFA), have … your staff. Because it impacts the financial success of the organization, it is important for the whole organization. …
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2019-23568
… CONTACT: Melissa D'Arcy, Special Counsel, Division of Clearing and Risk, Commodity Futures Trading Commission, … swap unless that person submits such swap for clearing to a derivatives clearing organization if the swap is required to be cleared. However, …
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Testimony by Chairman James E. Newsome Before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, Washington DC
… for possible trading abuses; and (2) the Division of Clearing and Intermediary Oversight (“DCIO”), which employs … function and granted the Commission explicit authority over derivatives clearing organizations (“DCOs”), which were authorized to clear both …
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Statement of Chairman Heath P. Tarbert in Support of Final Rule Preventing Bad Actors from Relying on CPO Exemptions
… from managing other people’s money and positions in the derivatives markets the CFTC regulates.  But currently, this … person who wishes to operate a fund that trades derivatives may simply claim one of the exemptions from … Futures Association (“NFA”), the main self-regulatory organization for CPOs.  NFA’s strong support for this rule …
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Opening Statement of CFTC Commissioner Dawn D. Stump before the Global Markets Advisory Committee Meeting
… his efforts to manage the Committee’s updated charter and organization while serving as the GMAC’s temporary sponsor … of the Group of 20 (G-20) directive regarding the OTC derivatives market.  Specifically, today’s agenda revolves … and whether it is sufficient to improve transparency in the derivatives markets, mitigate systemic risk, and protect …
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2018-14272
… Examination Program Requirements for Self- Regulatory Organizations AGENCY: Commodity Futures Trading Commission. … efficient operation of Commission-regulated exchange-traded derivatives markets. In addition to trading for their own … and designated contract markets (``DCMs'') and derivatives clearing organizations (``DCOs'') on the other side. As part …
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Dissenting Statement of Commissioner Brian D. Quintenz Regarding Memorandum of Understanding with Office of Financial Research Governing Sharing of CPO-PQR Data
… does have primary oversight over two systemically important derivatives clearing organizations, our regulatory purview is over the …
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CFTC, SEC to Host Public Roundtable to Discuss Swap Data, Swap Data Repositories and Real Time Reporting
… Mechanics of Data Reporting Type of data reported by SDRs, derivatives clearing organizations (DCOs), designated contract markets (DCMs), …
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Supporting Statement of Commissioner Brian D. Quintenz Regarding Amendments to the Commission’s Regulations Relating to SDR and Data Reporting Requirements
… to supervise regulated entities, monitor the derivatives markets, and enforce the Commodity Exchange … Commission-registered swap dealers (SDs) or derivatives clearing organizations (DCOs), will verify swap data they have …
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