Displaying results 1461 - 1470 of 1856
ICYMI: Commissioner Quintenz in Bloomberg: Family Offices Don’t Need New Regulations
… firm regulatory regimes. First, family offices are organizations set up and overseen by wealthy individuals to … crisis. After Dodd-Frank, federal oversight of banks’ derivatives activities depends on the products being traded. …
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2019-27895
… that it utilizes to process and route transactions to a derivatives clearing organization (``DCO'') for clearing.\5\ Prior to the …
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Address by Chairman James E. Newsome at National Energy Marketers Association, Washington, DC
… while global volume has grown even faster. The number of clearing organizations has also doubled. Alliances between exchanges … on Energy Business If you look at the energy piece of the derivatives business, you see similar patterns of growth, …
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Remarks of Acting Chairman James E. Newsome at the FIA Conference in London
… nations, some of which entered into linked trading and clearing with CFTC-regulated domestic markets. In 1982, the … among other things, cross-border industry ventures (such as clearing through mutual offset and cross-access to linked … of working with foreign authorities and international organizations to facilitate cross-border transactions …
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2016-11385
… Independent System  Operators and Regional Transmission Organizations To Exempt Specified  Transactions Authorized … Counsel, 202-418-6624, [email protected], Division of Clearing and  Risk; David P. Van Wagner, Chief Counsel, … that defendants were manipulating  contract prices in the derivatives commodities market in violation of  the Act.\29\ …
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Remarks of DSIO Director Joshua B. Sterling Before the ABA Securities Association
… What’s Going On: Our Division’s Measured Approach to Key Derivatives Market Issues for Bank-Affiliated CFTC … expand on a 2018 Commission Order that granted derivatives clearing organizations (DCOs) an exemption from CFTC Rule 1.25 to …
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CFTC Divisions Announce Examination Priorities
… Dealer & Intermediary Oversight (DSIO), and Division of Clearing & Risk (DCR). This marks the first time that the … officer annual reports. DCR DCR examines derivative clearing organizations (DCOs) including those that have been …
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Supporting Statement of Commissioner Brian D. Quintenz Regarding Final Rule Further Extending the Compliance Schedule for Initial Margin Requirements for Firms with Smaller Swap Portfolios
… on Banking Supervision and Board of the International Organization of Securities Commissions, Margin Requirements for Non ‐ Centrally Cleared Derivatives (Apr. 2020), available at …
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Keynote Remarks of Chairman Timothy Massad before the Global Exchange and Brokerage Conference
… for by the G-20 leaders and Dodd-Frank. Those are central clearing of standardized swaps, oversight of market … market participants will be able to continue clearing derivatives on U.S. clearinghouses. That will ensure that … and Market Infrastructures (CPMI), the International Organization of Securities Commissions (IOSCO) and the Basel …
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Statement of Commissioner Christy Goldsmith Romero: Advancing Cyber Resilience to Thwart the Continuously Changing Threat of Cybercrime and Protect Critical Infrastructure
… Futures Industry Association, the International Swaps and Derivatives Association, and the Securities Industry and … The proposal, like the CFTC’s rules for exchanges and clearinghouses, would require swap dealers and FCMs to … away from individuals and small businesses, and onto the organizations that are most capable and best positioned to …
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