Displaying results 1451 - 1460 of 1856
Concurrence Statement on the Order Regarding the Effective Date for Swap Regulation
… investor advocates, a designated contract market and derivatives clearing organization, a potential swap execution facility, and …
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Opening Statement, Meeting of the Commodity Futures Trading Commission
… compliance. We also will consider an International Organization of Securities Commissions report on Principles for the Regulation and Supervision of Commodity Derivatives Markets. September 11, 2001 This week, it is … in the queue for the CFTC to consider are rules related to clearinghouse core principles and position limits. In the …
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Statement of Chairman Timothy Massad before the CFTC’s Energy and Environmental Markets Advisory Committee
… the concerns of commercial end-users, who rely on the derivatives markets to hedge routine commercial risk. We …
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CFTC Chairman Announces Dan Rutherford as Director of the Office of Customer Education and Outreach
… said Mr. Rutherford. “The complexity of the derivatives marketplace makes it easier for bad actors to …
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2014-26978
… 1155 21st Street NW., Washington, DC 20581. Division of Clearing and Risk: M. Laura Astrada, Associate Chief … and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations, Final Rule, 78 FR 68506 (Nov. 14, 2013) …
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Statement of Chairman Heath P. Tarbert in Support of Long-Awaited Updates to the CFTC’s Bankruptcy Regime
… been better timed. The good news is that during 2020, U.S. derivatives markets and their participants have weathered … also includes explicit rules governing the bankruptcy of a clearinghouse, otherwise known as a derivatives clearing organization or DCO.  Since its inception, Part 190 has …
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2020-28943
… Rule II. Part 36--Trade Execution Exemptions Linked to Swap Clearing Requirement Exceptions and Exemptions     A. … swap unless that person submits such swap for clearing to a derivatives clearing organization that is registered under the Act or a …
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2012-23496
… the Commission; employees, officers or agents of registered derivatives clearing organizations (DCOs); and individuals whose cleared …
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Keynote Address of Chairman Timothy Massad before the World Federation of Exchanges Annual Meeting
… regulation across borders, particularly as it pertains to clearinghouses. The CFTC and Innovation in the Futures … words about the CFTC, and generally, the state of the U.S. derivatives markets we regulate. Today, we have over 4,000 … and transparency, through the work of International Organization of Securities Commissions (IOSCO). We need to …
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Keynote of Chairman Rostin Behnam at the 2023 U.S. Treasury Market Conference
… to ensure safe, secure and trustworthy AI systems.   As a derivatives market regulator, the CFTC understands all … will then talk about our progress with data infrastructure, organization, and analytics and how that foundational … See Reporting and Information Requirements for Derivatives Clearing Organizations, 88 Fed. Reg. 53664 (Aug. 8, 2023), …
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