Displaying results 1441 - 1450 of 1856
Statement of Concurrence by Commissioner Rostin Behnam
… on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“IOSCO”). [1]  This … approval and implementation, and with respect to different derivatives products and different types of entities.  As I … and IOSCO “Margin requirements for non-centrally cleared derivatives,” (July 2019), …
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Keynote Remarks of Chairman Gary Gensler before the Americans for Financial Reform and Georgetown University Law Center’s Financial Transparency Symposium
… helps promote greater competition and market efficiency; Clearing – promoting access and lowering risk; Oversight of … attention during the financial crisis, which were credit derivatives. The comprehensive regulatory framework now … with international standard setters called International Organization of Securities Commissions to put in place a new …
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Remarks of Commissioner Brian D. Quintenz at the Institute of International Bankers Membership Luncheon
… Sally Miller on her distinguished tenure with this organization as well as congratulate Briget Polichene on … in fostering a liquid, competitive, well-functioning global derivatives market.  Although we frequently share the same … of deference-based regulation – overseeing cross-border clearinghouses.  Algorithmic Trading Regulations The EU’s …
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Remarks before the Financial Markets Law Committee Seminar at the Bank of England, London
… number of families are struggling. The over-the-counter derivatives or swaps market, which was basically not … to focus on four areas of reform yet to be completed: the clearing requirement, transparency rules, margin and the … on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) whose …
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Statement of Commissioner Dawn D. Stump for CFTC Open Meeting, October 16, 2019
… exchange of initial margin (IM) for non-centrally cleared derivatives, now is a good time to step back and reflect on … on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) worked … Market Infrastructure Regulation’s margin rules for OTC derivatives not cleared by a central counterparty.  I …
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Remarks of Acting Chairman Rostin Behnam at The SOFR Symposium: The Final Year sponsored by the Alternative Reference Rates Committee (ARRC)
… in the transition from LIBOR to SOFR specific to the derivatives markets.  Before I begin, please allow me to … both one- and three-month contracts offered.  It offered clearing of over-the-counter (OTC) SOFR swaps that following … the most recent Financial Stability Board and International Organization of Securities Commissions (IOSCO) statements on …
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2023-21817
… including designated contract markets  (``DCMs''), derivatives clearing organizations (``DCOs''), swap  execution facilities …
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2019-06443
… Examination Program Requirements for Self- Regulatory Organizations AGENCY: Commodity Futures Trading Commission. … efficient operation of Commission-regulated exchange-traded derivatives markets.\1\ In addition to [[Page 12883]] … (``DCMs''), swap execution facilities, and derivatives clearing organizations (``DCOs'') on the other side. As …
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Testimony Before the United States Senate Committee on Banking, Housing, and Urban Affairs
… for enhancing Commission and designated self-regulatory organization (DSRO) programs related to the protection of … financial surveillance responsibilities over FCMs that are clearing members of the CME, and NFA has primary financial … energy interests, managed funds and pension plans, FCMs, derivatives clearing organizations, securities regulators, …
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Statement of Commissioner Mark P. Wetjen on Cross Border Margin (Washington, DC)
… and enhance fairness and transparency in the global OTC derivatives markets. As such, the commission should, if … Supervision’s (“BCBS”) and the Board of the International Organization of Securities Commissions’ (“IOSCO”) final … framework for margin requirements for non-centrally cleared derivatives (the “BCBS-IOSCO Framework”), which states that …
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