Displaying results 1431 - 1440 of 1856
2019-27077
… the following matters:      Final Rule: Amendments to Derivatives Clearing Organization General Provisions and Core Principles;      …
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Opening Statement of Chairman Heath P. Tarbert Before the Market Risk Advisory Committee Meeting
… things about the recent market volatility is how well the derivatives markets have performed.  Far from amplifying risk throughout the financial system, the derivatives markets have so far acted as shock absorbers.  Unlike during the 2008 financial crisis, derivatives have internalized the impact of market swings. …
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CFTC Charges Futures Trader with Cross-Exchange Manipulation
… of related binary contracts traded on the North American Derivatives Exchange (Nadex).    CFTC Director of … a registered Designated Contract Market and Derivatives Clearing Organization.  On multiple occasions, Ramsey took a position …
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Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
… governance and conflicts of interest requirements for derivatives clearing organizations (DCOs), designated contract markets (DCMs) and …
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Written Testimony Before the Permanent Subcommittee on Investigations Committee on Homeland Security and Governmental Affairs
… who work within three major programs – Market Oversight, Clearing and Intermediary Oversight, and Enforcement. These … 1 DCMs are regulated entities that are self-regulatory organizations (SROs) subject to comprehensive oversight by … oversight and examinations of all Commission-registered derivatives clearing organizations (DCOs) to evaluate their …
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Address by Chairman James E. Newsome before the Futures Industry Association Law and Compliance Luncheon, Chicago
… providing legal certainty for over-the-counter derivatives, and permitting futures based on single stocks … audits and developing an oversight framework for futures clearinghouses. This type of move from a strictly … resources of both the Commission and the self-regulatory organizations for maximum effectiveness. We recently …
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Remarks of Chairman Rostin Behnam at the U.S. Cattlemen’s Association 16th Annual Meeting, Fort Worth, Texas
… transparent markets mean healthier and stronger derivatives markets, which are key to effective risk … to come.  These strategies include making certain that our derivatives markets remain resilient, accessible, and cost … As you all know, an uncertain budget ripples through any organization, and as we deal with our own, we must make …
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CFTC Will Hold an Open Meeting to Consider Enhancing Protections for Futures Customers and Other Business
… and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations Protection of Collateral of Counterparties to …
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Opening Statement of Commissioner Mark Wetjen for the CFTC Open Meeting on January 11, 2012
… and others. Protection of Cleared Swaps Customer Collateral Clearing is a critical component of the Dodd-Frank Act’s … The LSOC model substantially reduces fellow customer risk. Derivatives clearing organizations (“DCOs”) will be prohibited from accessing …
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Remarks of Commissioner Christy Goldsmith Romero at ISDA’s ESG Forum on Promoting Market Resilience: A Thoughtful Approach to the Daunting Challenge of Climate Financial Risk
… Disclaimer Thank you to the International Swaps and Derivatives Association (“ISDA”) for inviting me to speak at … groups, carbon registries, investors, self-regulatory organizations, and standard setters, including most recently … and derivatives markets and working with exchanges, clearing houses, and market intermediaries to understand how …
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