Displaying results 1411 - 1420 of 1856
Testimony Before the U.S. House Committee on Agriculture General Farm Commodities and Risk Management Subcommittee
… and thank you for inviting me to today’s hearing on global derivatives regulation.  I am pleased to testify alongside … In addition, we participate in numerous International Organization of Securities Commissions (IOSCO) and Financial … implement by the end of 2012.  Those are, specifically: Clearing of all standardized OTC derivatives; Trading on an …
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“Ends and Means”
… the swap counterparties, the swap execution facility, the derivatives clearing organization or the SDR, it remains unclear as to who owns …
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Concurring Statement of Commissioner Dan M. Berkovitz
… Supervision (“BCBS”) and the Board of the International Organization of Securities Commissions (“IOSCO”) … Commissions “Margin requirements for non-centrally cleared derivatives,” (September 2013), available at … and IOSCO “Margin requirements for non-centrally cleared derivatives,” (July 2019), available at …
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CFTC Announces Members of the Technology Advisory Subcommittee on Data Standardization
… Donner of Google, Karel Engelen of International Swaps and Derivatives Association (ISDA), Samuel Gaer of Financial … Authority (FINRA), Bob Green of Depository Trust & Clearing Corporation (DTCC), Pierre Lamy of Goldman Sachs, … Futures Association (NFA), Karla McKenna of International Organization for Standardization (ISO),  Malene McMahon of …
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Remarks of Chairman Gary Gensler before the Institute of International Bankers
… projected net outflows over 30 days. At an International Organization of Securities Commission (IOSCO) roundtable on … an historic time in the markets. The CFTC now oversees the derivatives marketplace – not only futures that we have … market and the risk reduction that comes from centralized clearing. For the first time, the public is benefiting from …
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Opening Statement Before the Global Markets Advisory Committee
… confronted bankruptcy issues and on the various OTC derivatives proposals. It is important that we take the time … measures to prevent market manipulation. The International Organization of Securities Commissions (IOSCO) has …
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CFTC to Hold Open Meeting to Consider Two Proposed Rules under Dodd-Frank Act
… (further Notice of Proposed Rulemaking), and (2) Mandatory Clearing and Trading Implementation (NPRM). In addition, the … will discuss and vote on approving an International Organization of Securities Commissions (IOSCO) report: … Principles for the Regulation and Supervision of Commodity Derivatives Markets. The Meeting will be open to the public. …
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CFTC to Hold Open Meeting to Consider a Notice of Proposed Rulemaking on Enhancing Customer Protections
… and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations.   What: CFTC Open Commission Meeting Where: …
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2023-01050
… by large customer positions to Commission registrants  and clearing organizations.\2\ … made or obtained on designated contract markets or  derivatives transaction execution facilities equal or …
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CFTC Expands Portal Capabilities to Make Market Participant Electronic Submissions Easier, more Efficient
… Also new improvements to reporting and data collection for derivatives clearing organizations (DCOs) enhance the Commission’s ability to …
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