Displaying results 1391 - 1400 of 1856
Statement of Dissent by CFTC Commissioner J. Christopher Giancarlo on the Proposed Amendment to the RTO-ISO Order
… or transmission of electric power (and not in the derivatives markets), it may nonetheless be subject to … so in the past. See, e.g., A New Regulatory Framework for Clearing Organizations, 65 FR 78020, 78025, 78027 (Dec. 13, 2000) …
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“Stifling of Swaps Markets Before Dodd-Frank Rules Take Effect”
… of my observations regarding the U.S. efforts to regulate derivatives markets. While U.S. regulators are working … of Dodd-Frank. For example, the exemption from the clearing requirement will allow end-users to execute swaps … regulation in fourteen categories corresponding to the organizational categories that the Commission has used in …
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Remarks of CFTC Chairman J. Christopher Giancarlo at the Futures Industry Association Law & Compliance Division Conference
… Law & Compliance Division Conference “The Tao of Derivatives Clearing: Clearinghouse Resiliency, Recovery and Resolution” … clearinghouses, which we call derivatives clearing organizations, or DCOs for short, are required to have …
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2024-13254
… Wasserman, Chief Counsel and  Senior Advisor, Division of Clearing and Risk, Commodity Futures  Trading Commission, … liquidation would occur every three years and that a Derivatives  Clearing Organization (``DCO'') commodity broker liquidation would  …
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“Smart Regulatory Reform and the Perils of High-Frequency Regulation”
… agreed to implement comprehensive financial reform and the clearing of OTC derivative contracts by no later than 2012. … far, I believe it is possible for Commission to implement clearing in the fourth quarter of 2012 for major banks. I … confident based on recent press accounts that European OTC derivatives rules will be ready until sometime next year. …
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External Meetings: Meeting with MetLife
… public dissemination of block trade data and (4) why derivatives clearing organizations should accept collateral of the type held by …
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Statement of CFTC Commissioner Christy Goldsmith Romero on Request for Comment on the Impact of Affiliated Entities
… structure of separate entities as exchange, broker, and clearinghouse to a bespoke “vertically integrated” market … exchange’s ability to fulfill its role as a self-regulatory organization (SRO) with its affiliate, and the impact on … can engage in appropriate regulation of the digital asset derivatives market to protect customers, particularly retail …
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Opening Statement of Commissioner Kristin N. Johnson Before the Market Risk Advisory Committee Meeting
… the CFTC in identifying and exploring timely issues in the derivatives and underlying commodity markets.  Consistent … of emerging technologies and alternative approaches to clearing and settlement, including but not limited to cloud … of its software protocols to a decentralized autonomous organization, or DAO, subsequently renamed as the Ooki DAO. …
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Keynote Speech of CFTC Commissioner Sharon Y. Bowen before the Quadrilateral Meeting at the European Central Bank (Frankfurt, Germany)
… critical financial highway is our settlement, payment and clearing systems. When they experience disruption, the … The National Futures Association, the U.S, self-regulatory organization for much of the swaps market in America, has … Parliament and of the Council of 4 July 2012 on OTC Derivatives, Central Counterparties and Trade Repositories, …
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2020-20367
… Rule: Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations;      Final Rule: Amendments to Real-Time …
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