Displaying results 1381 - 1390 of 1856
External Meetings: Meeting with FIA re: Segregation Acknowledgement Letters
… and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations. Meeting held via VTC in Chicago, DC, NY and …
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2014-27402
… Part 20 of the Commission's  regulations requires clearing organizations and any persons that are  ``reporting … market impact across differently structured but linked derivatives  instruments and markets. The Commission …
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External Meetings: Meeting with Bloomberg
… proposed requirements to mitigate conflicts of interest in Derivatives Clearing Organizations, Designated Contracts Markets, and Swap …
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External Meetings: Meeting with Bloomberg
… proposed requirements to mitigate conflicts of interest in Derivatives Clearing Organizations, Designated Contracts Markets, and Swap …
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Testimony before the House Committee on Agriculture, Subcommittee on General Farm Commodities and Risk Management
… related to position limits, swap execution facilities, derivatives clearing organizations and business conduct standards. Back to Top …
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“Properties of Bamboo”, Remarks Before the Futures Industry Association of Asia
… actively engaged in international fora, the International Organization of Securities Commissions, for example, on such … standpoint. All regulators share the desire in the derivatives sector to protect price discovery; to guard … and internationally for good ideas. In fact, while the derivatives industry worldwide has doubled in the last five …
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2023-17747
… documentation is not required for swaps cleared by a derivatives clearing organization. See 17 CFR 23.504(a)(1). \20\ SEF Core …
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Keynote Remarks of CFTC Commissioner Rostin Behnam at the Federal Reserve Bank of Chicago’s Fifth Annual Conference on CCP Risk Management, Chicago, Illinois
… and over 75 topics were submitted; 17 of which focused on clearing and clearinghouse risk issues. [6]   With that … Report prepared by the Financial Stability Board’s Derivatives Assessment Team (DAT) on incentives to centrally … questions is the extension of the derivatives clearing organization (DCO) exemption to U.S. customer clearing …
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“Stifling of Swaps Markets Before Dodd-Frank Rules Take Effect”
… of my observations regarding the U.S. efforts to regulate derivatives markets. While U.S. regulators are working … of Dodd-Frank. For example, the exemption from the clearing requirement will allow end-users to execute swaps … regulation in fourteen categories corresponding to the organizational categories that the Commission has used in …
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Dissenting Statement of Commissioner Christy Goldsmith Romero on Rushed Rulemaking Related to FTX’s Direct-to-Retail Market Structure
… my tenure, the Commission made a mistake in approving two clearinghouses (LedgerX owned by FTX before FTX’s … “Crypto-assets remain susceptible to misuse by terrorist organizations and other sanctioned individuals’ efforts to … Crypto Assets: Remarks before the International Swaps and Derivatives Association’s Crypto Forum 2022 (Oct. 26, 2022). …
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