Displaying results 1361 - 1370 of 1856
2015-05772
… to:  (1) Current risk management techniques employed by Derivatives Clearing  Organizations (DCOs) to ensure that the appropriate measures …
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"Reasonable"
… legal and technological documentation in place with SDRs, derivatives clearing organizations, and customers. That’s all well and good, and …
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Remarks of Commissioner Thomas J. Erickson before the National Grain Trade Council, Phoenix, Arizona
… and in the industry at large. Over the past decade, derivatives markets have been invigorated by innovation. … Act and regulations At the request of several agriculture organizations, the comment period for this proposed rule was … Group on Financial Markets (PWG) for the regulation of derivatives. This morning, the principals of the PWG are …
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2020-02707
… Hedge Funds and Private Equity Funds'' to facilitate the organization and distribution of comments among the … such commenters also supported exempting certain payment, clearing, and settlement services from the restrictions. A … of credit, cash and short-term highly liquid investments, derivatives, and senior secured bonds that do not …
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External Meetings: Meeting with NYSE Euronext, LCH.Clearnet, FXall and Tradeweb
… discussed the proposed rule, "Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets and Swap …
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Statement of Commissioner Caroline D. Pham in Support of Foreign Boards of Trade Final Rule
… liquidity, and promotes the overall competitiveness of our derivatives markets.  I am pleased to support the FBOT Final … The Commission generally defines an IB as an individual or organization that solicits or accepts orders to buy or sell …
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2018-13502
… Hedge Funds and Private Equity Funds'' to facilitate the organization and distribution of comments among the … (Attorney-Adviser), Sam Litz (Attorney-Adviser), Office of Derivatives Policy and Trading Practices, or Aaron … purchase or sale is promptly cleared and settled through a clearing agency or derivatives clearing organization acting …
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CFTC to Hold an Open Commission Meeting on September 8th to Consider System Safeguards Testing Requirements Final Rules and a Comparability Determination for Japan Uncleared Swap Margin Rules for Substituted Compliance Purposes
… Final Rule - System Safeguards Testing Requirements for Derivatives Clearing Organizations (Division of Clearing and Risk)   Final Rule - …
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External Meetings: Telephone Call with Randall Costa, Citadel Group
… Participants discussed the derivatives clearing organization core principles rulemaking for participant and …
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External Meetings: Telephone Call with Randall Costa, Citadel Group
… Participants discussed the derivatives clearing organization core principles rulemaking for participant and …
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