Displaying results 1331 - 1340 of 1856
Testimony by Chairman James E. Newsome before the Subcommittee on General Farm Commodities and Risk Management Committee on Agriculture, U.S. House of Representatives
… is a large-trader reporting system, under which clearing members of exchanges, commodity brokers (called … generally, but perhaps particularly important for many derivatives markets. If the enforceability of contracts is … resources of both the Commission and the self-regulatory organizations for maximum effectiveness. We recently …
Created on:
Remarks of Chairman Timothy Massad before the CCP12 Founding Conference and CCP Forum
… Chairman Lee Betsill and XU Zhen, Chairman of the Shanghai Clearing House’s Board of Directors, for inviting me. I … it’s particularly important in our area, the regulation of derivatives markets. China is the world’s largest consumer … and Market Infrastructures (CPMI), the International Organization of Securities Commissions (IOSCO) and the Basel …
Created on:
Eric J. Pan, Director of CFTC’s Office of International Affairs, to Leave the Agency
… Affairs (OIA), will leave the agency in August. “The derivatives markets are global markets, which makes it … (FSB)), standard setting bodies (such as the International Organization of Securities Commissions (IOSCO)) and … Authority (FCA) on Continuity of Derivatives Trading and Clearing Post-Brexit . Assisting Chairman Giancarlo in …
Created on:
Keynote of Chairman Rostin Behnam at the 2022 U.S. Treasury Market Conference
… platforms .   Fortunately, I was able to report that the derivatives markets were reacting and operating well and as … monitoring compliance by exchanges, self-regulatory organizations, and intermediaries in the areas of trade processing, execution, and clearing.   I emphasized that where regulatory obligations …
Created on:
CFTC Seeks Public Comment on a Proposal to Amend the Requirements for Acknowledgment Letters
… letters that a futures commission merchant or derivatives clearing organization must obtain from any depository holding its …
Created on:
Statement of Commissioner J. Christopher Giancarlo Regarding Proposed Rule on System Safeguards Testing Requirements
… of market participants, operators and self-regulatory organizations. The job of the Commodity Futures Trading … See also International Swaps and Derivatives Association, Cross-Border Fragmentation of Global Interest Rate Derivatives: The New Normal? First Half 2015 Update, ISDA …
Created on:
2010-30884
… Advisor, 202-418-6703, [email protected]; Division of Clearing and Intermediary Oversight, Commodity Futures … may be accessed at http://www.cftc.gov/LawRegulation/ OTCDERIVATIVES/index.htm. \2\ Pursuant to Section 701 of the … contract market (DCM) or cleared by a derivatives clearing organization (DCO). It should be noted, that for …
Created on:
2018-18533
… by designated contract markets, swap execution facilities, derivatives clearing organizations, and swap data repositories. They establish …
Created on:
CFTC Seeks Public Comment on a Proposal to Amend and Clarify the Requirements for Acknowledgment Letters
… acknowledgment letter that a futures commission merchant or derivatives clearing organization must obtain from any depository holding its …
Created on:
Statement of Concurrence by Commissioner Scott D. O'Malia: (1) Proposed Interpretive Guidance and Policy Statement Regarding Section 2(i) of the Commodity Exchange Act; and (2) Notice of Proposed Exemptive Order
… to certain transaction-level swaps requirements, including clearing, exchange trading, reporting to a swap data … interests in the trading of swaps by multinational organizations. Thus, the Commission’s swaps regulation … clearing, trading and reporting of over-the-counter derivatives. A coordinated approach would ensure that swaps …
Created on: