Displaying results 1291 - 1300 of 1856
Keynote Address by Acting Chairman Caroline D. Pham, FIA BOCA50
… way as a partner to the CFTC, ensuring that the futures and derivatives industry has a voice and can share their … system of effective self-regulation of trading facilities, clearing systems, market participants, and market … to address key issues that I had raised as a Commissioner: organizational structure, [6] lawful governance and …
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2015-26833
… swap execution  facilities, designated contract markets, derivatives clearing  organizations, swap dealers, major swap participants and …
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Remarks of Chairman J. Christopher Giancarlo at the North American Securities Administrators Association (NASAA) Conference, Washington, D.C.
… For almost ten decades the NASAA has been a trusted organization, a respected voice, and a powerful advocate.  … a CFTC staff advisory providing guidance to exchanges and clearinghouses on certain enhancements when listing a … and expectations in reviewing new virtual currency derivatives to be listed on a designated contract market or …
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Testimony of the Honorable Scott D. O’Malia Before the Subcommittee on General Farm Commodities and Risk Management House Committee on Agriculture
… Act”), 1 as well as the Commission’s oversight of the derivatives markets. I’d like to first recognize the … or electronic trading platform, where appropriate,” (3) “clearing through central counterparties,” and (4) higher … that are cleared through a derivatives clearing organization (“DCO”) mitigate risk and ensure that both …
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2024-15095
… of International Bankers,  International Swaps and Derivatives Association, and Securities  Industry and … and MSPs that are not cleared by a registered  derivatives clearing organization (``uncleared swaps''). …
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Supporting Statement of Commissioner Brian D. Quintenz Regarding Final Rules Amending the Swap Data Recordkeeping and Reporting Requirements (Part 45)
… consensus on those reporting requirements so that derivatives regulators can finally get a clear picture of … “T+1” reporting timeframe for swap dealer (SD), derivatives clearing organization (DCO), and swap execution facility (SEF) …
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CFTC Staff Provide Guidance, No-Action Relief for FCM Separate Account Practices
… Dealer and Intermediary Oversight (DSIO) and Division of Clearing and Risk (DCR) today issued a joint DSIO staff … the time-limited no-action relief allows derivative clearing organizations (DCOs) to permit FCMs to continue some …
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Statement of Chairman Heath P. Tarbert in Support of Final Rule on Alternative Compliance for Non-U.S. Clearinghouses
… rarely do. That is certainly the case with the global derivatives markets. For more than a century, U.S. … Europe, Asia and elsewhere each and every day. And the clearinghouses that provide the credit risk management … in the United States we refer to as a derivatives clearing organization (DCO)-should work with regulators in home …
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Opening Statement of Commissioner Brian D. Quintenz before the CFTC Market Risk Advisory Committee
… can help remind everyone of the valuable economic purpose derivatives markets serve – to allow commercial businesses … opportunity for entities to “place risky bets. Robust Derivatives Markets Support Risk Management and Innovation … effect the CCP’s failure would have on markets; the CCP’s clearing membership structure; and the availability of …
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CFTC Staff Postpones Today’s Scheduled Public Roundtable
… the Public Roundtable on Recovery and Orderly Wind-Down of Derivatives Clearing Organizations will be rescheduled. CFTC Press Release …
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