Displaying results 1281 - 1290 of 1856
… Board Accounting Standards Codification Topic 815, Derivatives and Hedging (formerly known as Statement No. … (7) Exclusions. A person who is registered as a derivatives clearing organization with the Commission pursuant to section 5b of …
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… of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations (Proposed Amendments to Regulation 1.25 or …
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Opening Statement of Commissioner Scott D. O’Malia, Meeting of the Global Markets Advisory Committee
… are taking in their approach to implementation of G20 OTC derivatives reforms. In order to avoid shifts in the global … reporting, exchange trading, and central counterparty (CCP) clearing before market fragmentation and contraction of … the possibilities afforded by exempt Designated Clearing Organizations (DCOs) and exempt Swap Execution Facilities …
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… It is a great honor to be here today. My focus today is the derivatives markets. Over the last six years, we have made a … agreed that standardized swaps would be cleared through clearinghouses and traded on regulated platforms; that there … raise margin costs. All of that will increase costs for organizations using euro-denominated products, which will …
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… on Banking Supervision (``BCBS'') and the International Organization of Securities Commissions (``IOSCO''), in … report articulating eight key principles for non-cleared derivatives margin rules. These principles represent the … or intermediary, brokerage (excluding brokerage for clearing of securities) or agency services therefor …
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… transaction and pricing data reporting relief to specific derivatives clearing organizations (DCOs) and market participants participating …
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… the world’s major market regulators in enacting effective derivatives regulation and oversight. By 2014, it was the … deal with issues related to the registration of derivatives clearing organizations (DCOs) and are the subject of today’s open …
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… In order to better understand trading behavior in the derivatives markets, including the trading behaviors of high … Commission engage market participants including exchanges, clearing organizations, futures commission merchants, introducing …
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… involving swaps subject to the CEA section 2(h)(1) clearing requirement be executed on or pursuant to the rules … Credit Association (``IECA''); International Swaps and Derivatives Association, Inc. (``ISDA''); and ICAP Global … n.10 (describing the inability of a derivatives clearing organization (``DCO'') to simultaneously screen and accept …
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… 3. Overseeing trade execution system; 4. Overseeing clearing of trades; and 5. Protecting against fraud, … experience and a well-established program to ensure derivatives clearing organizations and clearing firms have safeguards to ensure …
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