Displaying results 1261 - 1270 of 1856
CFTC Approves LedgerX LLC as a Designated Contract Market
… registered with the CFTC as a swap execution facility and derivatives clearing organization (DCO) since July 2017. Effective June 24, 2019, …
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Opening Statement, Meeting of the Commodity Futures Trading Commission
… Protection Act: The end-user exception to mandatory clearing of swaps; Business conduct standards with counterparties; and Governance requirements for derivatives clearing organizations, designated contract markets and swap …
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2024-02070
… of International  Bankers, International Swaps and Derivatives Association, and  Securities Industry and … and MSPs that are not cleared by a registered derivatives  clearing organization (``uncleared swaps''). …
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Statements of Support by Chairman Gary Gensler
… by swap execution facilities, designated contract markets, derivatives clearing organizations, swap dealers, major swap participants, and …
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Remarks of Commissioner James E. Newsome before the Futures Industry Association's Futures and Options Expo '99
… structure of the entities that are operating execution and clearing functions, just to name a few. Recognizing these … representing technology providers, exchanges, regulatory organizations, financial intermediaries, end-users, traders … release of the President’s Working Group (PWG) Study on OTC Derivatives Markets and the Commodity Exchange Act, which …
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Testimony by Vince McGonagle Director of the Division of Market Oversight before the Subcommittee on Commodity Exchanges, Energy, and Credit House Agriculture Committee, Washington, DC
… promote the integrity, resilience, and vibrancy of the U.S. derivatives markets through sound regulation. Our governing … system of effective self-regulation of trading facilities, clearing systems, market participants and market … markets are separately required to serve as self-regulatory organizations, [6] and must establish and maintain effective …
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Concurring Statement, Open Meeting on First Series of Proposed Rules Under the Dodd-Frank Act
… rights levels as well as the availability of waivers for derivatives clearing organizations (“DCOs”). Ownership and Voting Limits on DCOs …
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CFTC Acting Chairman Mark Wetjen Names Joseph Cisewski and Scott Reinhart as Co-Chiefs of Staff and Co-Chief Operating Officers
… Commission during this critical transition period for the derivatives markets,” said Acting Chairman Mark Wetjen. “I … and Divisions of Swap Dealer and Intermediary Oversight and Clearing and Risk. Mr. Cisewski also will coordinate with … for concentrations in economic development and industrial organization, as well as his Bachelor of Arts, Magna Cum …
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Keynote of Chairman Rostin Behnam at Bloomberg’s The Final Chapter for USD LIBOR
… recommendations regarding efforts to transition U.S. dollar derivatives and related contracts to SOFR, and the impact of … with Financial Stability Board (FSB) and International Organization of Securities Commissions statements on LIBOR … a final rule modifying the Commission’s interest rate swap clearing requirement to remove certain clearing requirements …
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Statement of Commissioner Caroline D. Pham in Support of Foreign Board of Trade Proposal
… that in turn use another intermediary, like an FCM, [6] for clearing and carrying the customer accounts, similar to the … liquidity, and promotes the overall competitiveness of our derivatives markets.   I am pleased to support the Proposed … The Commission generally defines an IB as an individual or organization that solicits or accepts orders to buy or sell …
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