Displaying results 1251 - 1260 of 1856
2020-23928
… at (202) 418- 5092, [email protected] , Division of Clearing and Risk, Commodity Futures Trading Commission, … framework for the U.S. over-the-counter (``OTC'') derivatives markets.\1\ The Dodd-Frank Act assigns … or the Federal Housing Finance Agency (collectively, these organizations are known as the ``prudential regulators''). …
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Testimony of Commissioner Mark Wetjen before the U.S. House Committee on Agriculture Subcommittee on Commodity Exchanges, Energy, and Credit Subcommittee
… and major swap participants, implementing the commission’s clearing and trading mandates for swaps, and setting up a … that had an unintended impact on the end-user community of derivatives-market participants. The commission recognizes … regulated trading environments and serve as self-regulatory organizations (SROs) for their platforms, SEF participants …
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CFTC to Hold an Open Commission Meeting on July 11
… the following: Supplemental Proposal on Exemption from Derivatives Clearing Organization Registration Proposed Rule on Registration with …
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Remarks of Chairman Timothy Massad before the 2016 P.R.I.M.E. Finance Annual Conference
… I’ve known for decades – since the beginnings of the global derivatives markets. We’re all a little older and greyer … know, there were four key components. They were: central clearing of standardized swaps, oversight of the largest … Association, or NFA, which is our primary self-regulatory organization. But thus far, this has not been an area of …
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CFTC to Hold Open Meeting on Ninth Series of Proposed Rules under the Dodd-Frank Act
… of a proposed rulemaking regarding position limits for derivatives; the issuance of a proposed rulemaking regarding … of a final rule that addresses requirements for derivatives clearing organizations, designated contract markets and swap …
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CFTC Releases FY 2023 Enforcement Results
… integrity, resilience, and vibrancy of the United States derivatives markets. In FY 2023, the CFTC’s Division of … litigation victory against a decentralized autonomous organization; charged and won another litigation victory … filing and settling charges that a registered derivatives clearing organization violated its Core Principles to …
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Remarks of Chairman Timothy Massad before the Energy Risk Summit USA 2015
… them. After all, that should be the ultimate purpose of the derivatives markets – to help commercial companies manage … the rules that Congress has required we implement; clearinghouse resiliency; and some recent enforcement cases … a company’s ability to hedge. Regional Transmission Organizations . The Commission has previously exempted …
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Statement of Commissioner Summer K. Mersinger Regarding Open Meeting on July 27, 2022
… in other jurisdictions. Governance Requirements for Derivatives Clearing Organizations One of the special characteristics of the CFTC …
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External Meetings: Meeting with Better Markets
… proposed requirements to mitigate conflicts of interest in Derivatives Clearing Organizations, Designated Contracts Markets, and Swap …
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External Meetings: Meeting with Better Markets
… proposed requirements to mitigate conflicts of interest in Derivatives Clearing Organizations, Designated Contracts Markets, and Swap …
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