Displaying results 1221 - 1230 of 1856
2024-19214
… Wasserman, Chief Counsel and  Senior Advisor, Division of Clearing and Risk, Commodity Futures  Trading Commission, … liquidation would occur every three years and that a Derivatives  Clearing Organization (``DCO'') commodity broker liquidation would  …
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CFTC Staff Provides Time-Limited No-Action Relief for Swap Execution Facilities from Certain Block Trade Requirements
… 43.2) A Futures Commission Merchant (FCM) that is a clearing member of a registered derivatives clearing organization (DCO) must establish risk-based limits and …
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Statement of Chairman Timothy Massad on CFTC Staff Guidance Regarding Clearinghouse Recovery Plans and Wind-Down Plans
… of Chairman Timothy Massad on CFTC Staff Guidance Regarding Clearinghouse Recovery Plans and Wind-Down Plans July 21, … of that effort. CFTC regulations require clearinghouses, or derivatives clearing organizations (DCOs), of systemic importance to maintain … of Chairman Timothy Massad on CFTC Staff Guidance Regarding Clearinghouse Recovery Plans and Wind-Down Plans …
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External Meetings: Telephone Call with Randall Costa, Citadel Group
… Participants discussed the derivatives clearing organization core principles rulemaking for participant and …
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Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
… Act’s mandate that futures commission merchants (FCMs) and derivatives clearing organizations (DCOs) segregate customer collateral …
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Speech of Commissioner Sharon Y. Bowen before the Lawyers for Empowerment and the Advancement of Diversity (LEAD)
… to cover the $400 trillion swaps market. 1 Today, the derivatives products we oversee are critically important to … of the importance of diversity to the mission of the organization; (2) clearly defined goals on what the … in your office, you need to make the business case to the organization, particularly management, for diversity. You …
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CFTC Announces Enhancements to Protect Customer Funds
… Grants Exemption to Facilitate Customer Accounts for Clearinghouses at Federal Reserve Banks; CFTC Staff Also … Federal Reserve Banks that maintain customer accounts for derivatives clearing organizations (DCOs) from liability under the Commodity …
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2018-09064
… the Commission's regulations (``Reporting Rules'') requires clearing organizations and any persons that are ``reporting … market impact across differently structured but linked derivatives instruments and markets. This renewal updates …
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Testimony of J. Christopher Giancarlo Acting-Chairman, Commodity Futures Trading Commission, Before the U.S. House of Representatives Committee on Appropriations Subcommittee on Agriculture, Rural Development and Related Agencies
… more than 100 years, farmers and ranchers have used listed derivatives markets to hedge their costs of production and … to gain efficiencies by instituting a central-services organizational model that is a best practice in the private … markets, in particular with regard to central counterparty clearinghouses. It includes the expansion of sophisticated …
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Statement of J. Christopher Giancarlo Acting Chairman, U.S. Commodity Futures Trading Commission before the U.S. Senate Committee on Agriculture, Nutrition, and Forestry
… with hundreds of Americans who depend on CFTC-regulated derivatives markets. I have travelled to Kansas, Michigan, … This is especially so in its oversight of derivatives clearing houses. Mandatory clearing of standardized swaps … are directly registered with CFTC as Designated Clearing Organizations (DCOs). These DCOs are located in the United …
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