Displaying results 1201 - 1210 of 1856
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… The Division of Clearing and Risk (DCR) granted no-action relief to derivatives clearing organization Chicago Mercantile Exchange Inc. (CME) …
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Testimony Before the U.S. House Financial Services Subcommittee on Capital Markets and Government Sponsored Enterprises
… system by bringing standardized swaps into centralized clearing; Bringing public transparency to the marketplace; … Committee on Banking Supervision and the International Organization of Securities Commissions (IOSCO). I would … other prior to making final determinations regarding which derivatives products will be subject to required clearing; …
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2016-27525
… Industry Association (the ``FIA''), International Swaps and Derivatives Association (``ISDA''), and the Securities … requirements provide the Commission and self- regulatory organizations information about the financial condition of … Industry Association (the ``FIA''), International Swaps and Derivatives Association (``ISDA''), and the Securities …
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Keynote Address by Commissioner Scott D. O’Malia, The Future of Financial Standards – SWIFT Institute, SWIFT’s Standards Forum, and the London School of Economics and Political Science, London, England
… swaps regulation. The nearly $700 trillion 1 notional OTC derivatives market presents unique challenges for regulatory … or platform trading for standardized contracts; (3) clearing through central counterparties (CCPs) for … Payment and Settlement Systems (CPSS) and the International Organization of Securities Commissions (IOSCO) issued their …
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Testimony of J. Christopher Giancarlo Acting-Chairman, Commodity Futures Trading Commission before the U.S. Senate Committee on Appropriations Subcommittee on Financial Services and General Government
… understanding the critical role we play in regulating the derivatives markets. I am pleased to be here today with … strengthen Commission examinations capabilities over swaps clearing houses; and address the regulatory challenges … to gain efficiencies by instituting a central-services organizational model that is a best practice in the private …
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Testimony of Chairman Timothy Massad before the U.S. House Appropriations Committee, Subcommittee on Agriculture, Rural Development, Food and Drug Administration and Related Agencies
… of important activities that will help ensure that U.S. derivatives markets continue to be stable, transparent, … of the critical infrastructure in our markets, such as clearinghouses, and better equip the agency to deal with the … as oversight of examinations performed by self-regulatory organizations. Among the most important examinations that …
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Testimony of Chairman Gary Gensler before the U.S. House Committee on Agriculture
… directed by Congress to oversee and police the nation’s derivatives markets, both in the futures and swaps markets. … the markets and the risk reduction that comes with central clearing. Required clearing of interest rate and credit … on markets administered by regional transmission organizations and independent system operators. The CFTC is …
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CFTC Encourages Standardized Approaches to Assessing Cybersecurity Preparedness, Including the FSSCC Cybersecurity Profile
… their peers and with the CFTC. CFTC regulations require derivatives markets, clearing organizations, and swap data repositories to follow …
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Testimony Before the U.S. House Committee on Financial Services
… but throughout the world – who never had any connection to derivatives or exotic financial contracts had their lives … working groups regarding swaps, including the International Organization of Securities Commissions Task Force on OTC … all standardized swaps are subject to mandatory central clearing. We are working with our counterparts in Europe to …
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External Meetings: Telephone Call w/ Neal Wolkoff and Dan McElduff of ELX
… proposed requirements to mitigate conflicts of interest in Derivatives Clearing Organizations (“DCOs”), Designated Contracts Markets, and …
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