Displaying results 1191 - 1200 of 1856
Statement of Commissioner Kristin N. Johnson In Support of Notice of Proposed Rulemaking on Large Trader Reporting Requirements
… manipulated natural gas prices through building massive derivatives positions in CFTC regulated markets subject to … structures for designated contract markets, derivatives clearing organizations, physical commodity swaps and swap data …
Created on:
Statement of Commissioner Summer K. Mersinger on Extension of Staff No-Action Letter Regarding Investments in Securities with Adjustable Rate of Interest Benchmarked to SOFR
… SOFR), and the expansion of that staff no-action relief to derivatives clearing organizations. This relief is yet another instance of …
Created on:
Opening Statement of Commissioner Brian D. Quintenz before the CFTC Market Risk Advisory Committee
… specifically around the leverage ratio and incentives to clearing, I would like to provide the following comments. … stated restrictions have been placed on their cleared derivatives activity [7] Unless the treatment of client … THE FINANCIAL STABILITY BOARD AND THE INTERNATIONAL ORGANIZATION OF SECURITIES COMMISSIONS 24 (August 7, 2018), …
Created on:
85 FR 41463
… or ``CSEs'') and (ii) not cleared by a registered derivatives clearing organization (``uncleared swaps'').\5\ To offset the greater …
Created on:
Statement on the Proposed Exemptive Order Regarding Certain Dodd-Frank Effective Dates
… exemptive order allows agricultural swaps cleared through a derivatives clearing organization or traded on a designated contract market to be …
Created on:
17-30
… No-action letter for CME Clearing Europe granting relief from obligations applicable to derivatives clearing organizations (DCO) during the wind-down period preceding …
Created on:
Opening Statement of Commissioner Brian D. Quintenz before the Open Commission Meeting on December 10, 2019
… the U.S. have implemented many policy reforms, like central clearing requirements and margin for uncleared swaps, … are directly linked to both the health and vibrancy of the derivatives markets and to the sustainability of the entire … and credit default swaps through CFTC-supervised clearing organizations.  According to a Financial Stability Board …
Created on:
2020-10540
… by designated contract markets, swap execution facilities, derivatives clearing organizations, and swap data repositories. They establish …
Created on:
2016-27525
… Industry Association (the ``FIA''), International Swaps and Derivatives Association (``ISDA''), and the Securities … requirements provide the Commission and self- regulatory organizations information about the financial condition of … Industry Association (the ``FIA''), International Swaps and Derivatives Association (``ISDA''), and the Securities …
Created on:
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief Regarding the Treatment of Swap Transactions by Persons Engaging in Floor Trader Activities, for Purposes of Making Calculations Under the Swap Dealer Definitio
… Regulation 1.3(ggg)(4), a swap that is submitted for clearing to a registered derivatives clearing organization, provided that: (1) the entity does not have a …
Created on: