Displaying results 1181 - 1190 of 1856
14-05
… North American Derivatives Exchange, Inc. (Nadex) requested interpretative … Commission’s Part 39 regulations applicable to derivatives clearing organizations due to the unique nature of Nadex’s business …
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Opening Statement Regarding Ninth Open Meeting to Consider Final Dodd-Frank Rules
… I cannot emphasize enough how proud I am to be part of an organization filled with such dedicated public servants. … detailed regulations the Commission recently finalized for derivatives clearing organizations (DCOs) on financial resources and …
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Closing Remarks of Commissioner Christy Goldsmith Romero at the Global Research Alliance for Sustainable Finance and Investment Annual Conference
… the SEC.  Only instead of stocks and bonds, we regulate derivatives of commodities like wheat, oil, and copper, as … supervisory review of climate risk management at exchanges, clearinghouses and, in conjunction with the National Futures … now form the basis for the NFA, as a self-regulatory organization for CFTC-regulated entities, to build its …
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2022-15917
… matters:      Proposed Rule: Governance Requirements for Derivatives  Clearing Organizations;      Notice of Proposed Order and Request for …
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2015-16718
… because the sweeping deregulation of over-the-counter derivatives (including credit default swaps) effectively … all swaps that are not cleared by a registered derivatives clearing organization. Section 4s(e) further provides that the margin …
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Remarks of Chairman Timothy Massad Before the American Gas Association 9th Annual Energy Market Regulation Conference
… groups like yours that represent commercial users of the derivatives markets. One of the best parts of this job is … risks in the energy swaps market. Regional Transmission Organizations . Further, we have exempted certain … they may choose not to clear a swap subject to the CFTC’s clearing requirement, similar to the exception provided to …
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CFTC Commissioner Rostin Behnam Announces Legal Team
… for strong customer protections and safe and transparent derivatives markets,” Commissioner Behnam said. John Dunfee, … activities of national banks including issues relating to clearing and payment system risk. Gardy returned to the CFTC … 2009. While in DCR, Lewis worked on derivatives clearing organization recovery and resolution issues; registration …
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief Regarding the Treatment of Swap Transactions by Persons Engaging in Floor Trader Activities, for Purposes of Making Calculations Under the Swap Dealer Definitio
… Regulation 1.3(ggg)(4), a swap that is submitted for clearing to a registered derivatives clearing organization, provided that: (1) the entity does not have a …
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17-35
… Exemption from specified Part 39 regulations applicable to derivatives clearing organizations due to LedgerX’s fully-collateralized clearing …
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Statement of Commissioner Kristin N. Johnson In Support of Notice of Proposed Rulemaking on Large Trader Reporting Requirements
… manipulated natural gas prices through building massive derivatives positions in CFTC regulated markets subject to … structures for designated contract markets, derivatives clearing organizations, physical commodity swaps and swap data …
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