Displaying results 1131 - 1140 of 1856
Concurring Statement of Commissioner Jill E. Sommers on the Chicago Mercantile Exchange Inc. (CME) Request for Commission Approval of New Chapter 10 and New Rule 1001
… the two new swaps resulting from a cleared swap is with the derivatives clearing organization (DCO), and the most efficient and accurate …
Created on:
Speech by Commissioner Scott D. O’Malia
… held to discuss reform of the Over-the-Counter (“OTC”) derivatives market. The four principles include the following: 1-most OTC derivatives should be transitioned to trading on centralized … platforms; 2-these derivatives should be cleared through a clearinghouse; 3-data on the derivatives should be reported …
Created on:
11-05
… The North American Derivatives Exchange (Nadex) has requested guidance … its Amended Order of Registration as a Derivatives Clearing Organization (the Nadex DCO Order) and Nadex’s Amended Order …
Created on:
14-07
… The Division of Clearing and Risk issued a letter stating that it will not … Clear (Futures) Pty Limited for failure to register as a derivatives clearing organization pursuant to Section 5b(a) of the Commodity …
Created on:
CFTC Issues Amended Registration Order for Natural Gas Exchange Inc.
… Commission issued an amended order of registration as a derivatives clearing organization (“DCO”) to the Natural Gas Exchange Inc. …
Created on:
CFTC Staff Extends Brexit-Related No-Action Positions
… to provide regulatory certainty on the continuity of derivatives trading and clearing activities between the UK and the United States. …
Created on:
Opening Statement Before the February 23, 2012 Meeting of the Commodity Futures Trading Commission
… small businesses were lost as a result of the crisis. The derivatives reforms in the Dodd-Frank Act, once implemented, … between trading and research and between trading and clearing units of a financial firm. In addition, the rule … 1.25) and the requirement for FCMs and derivatives clearing organizations to segregate customer collateral supporting …
Created on:
Remarks of Enforcement Director Ian McGinley at the City Bar White Collar Institute: “Trends in the CFTC’s Recent Crypto Enforcement Actions”
… to become Binance clients and enter into digital asset derivatives transactions through Binance. The complaint … can include not only offering transactions in digital asset derivatives—which could require registration, but also … protocol from an LLC to a DAO—a decentralized autonomous organization—controlled by certain token holders who had the …
Created on:
Testimony before the United States Senate Subcommittee on Financial Services and General Government Committee on Appropriations
… transparency and regulation to the over-the-counter derivatives market. I firmly believe that doing so will … not conduct annual compliance audits of every Derivatives Clearing Organization (DCO) --- rather periodic reviews are conducted …
Created on:
Opening Statement of Commissioner Brian D. Quintenz before the CFTC Energy and Environmental Markets Advisory Committee
… and environmental products are able to reliably access the derivatives markets to manage and hedge their commercial … well-functioning derivatives markets:  the availability of clearing services for commercial end-user clients.  As I … an offset for initial margin would decrease banking organizations’ client clearing exposures by 37%. [5]   Let …
Created on: