Displaying results 1111 - 1120 of 1856
Chairman J. Christopher Giancarlo Comments on Brexit, Financial Stability Oversight Council
… Council October 16, 2018 As regulators of United States derivatives markets, world’s largest, the CFTC carefully … the Bank of England, the IMF and other public and private organizations. The CFTC is concerned that a Hard Brexit … Brexit.   The first, and perhaps most imminent, is central clearinghouses (CCPs) of derivatives transactions located in …
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2015-24021
… reconciliation is not required for cleared swaps where a derivatives clearing organization (``DCO'') holds the definitive record of the …
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Testimony Before the U.S. House Appropriations Subcommittee on Agriculture, Rural Development, Food and Drug Administration, and Related Agencies
… year (FY) 2013 budget request. It is critical that the derivatives markets – both futures and swaps – work for … For example, the Commission examined fewer derivatives clearing organizations (DCOs) than called for in the strategic plan. …
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Testimony Before the U.S. Senate Appropriations Subcommittee on Financial Services and General Government, Washington, DC
… year (FY) 2013 budget request. It is critical that the derivatives markets – both futures and swaps – work for … For example, the Commission examined fewer derivatives clearing organizations (DCOs) than called for in the strategic plan. …
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Testimony before the Senate Banking Subcommittee on Securities, Insurance, and Investment
… how to best modernize oversight of the over-the-counter derivatives markets, is of utmost importance during this … regulated exchanges, electronic trading systems and clearing houses. Only with these two complementary regimes … the core principles that registered derivatives clearing organizations must meet to achieve these goals to both …
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Keynote Address by Commissioner Scott D. O’Malia, TabbForum, Fixed Income 2013: Liquidity, Products, Platforms
… Derivatives Reform: Assessing and Improving the Change … confidence. To their credit, the leading self-regulatory organizations, the National Futures Association (NFA) and … changes discourage traders from using futures markets and clearing trades? I thought the whole point of financial …
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CFTC Statement on Self-Certification of Bitcoin Products by CME, CFE and Cantor Exchange
… conduct reviews of designated contract markets, derivatives clearing organizations (DCOs), clearing firms and individual traders …
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14-155
… relief granted in CFTC Letter 13-73, the Division of Clearing and Risk (“Division”) will not recommend that the … Clearing Corporation (“JSCC”) for failure to register as a derivatives clearing organization (“DCO”) pursuant to the requirements of Section …
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Testimony, Senate Committee on Appropriations, Subcommittee on Financial Services and General Government
… meet and enter into a transaction. The CFTC also oversees clearinghouses, which enter the picture only after two … routine examinations of intermediaries to self-regulatory organizations. The CFTC needs additional staff, with new … years. New staff will permit the review annually of all derivatives clearing organizations (DCOs) and the audit and …
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12-73
… The no-action letter provides relief to a derivatives clearing organization (DCO) that is dually registered as a securities …
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