Displaying results 1081 - 1090 of 1856
Testimony before the U.S. Senate Homeland Security and Governmental Affairs Permanent Subcommittee on Investigations
… hearing on position limits and the changing nature of the derivatives markets. I also thank my fellow Commissioners … position reports on economically equivalent swaps from clearing organizations, their members and swap dealers. Pre-Trade …
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21-31
… June 27, 2022 temporary no-action relief for registered derivatives clearing organizations (DCOs) from the amended daily reporting …
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2016-13055
… into a customer account by a systemically important derivatives clearing organization in accordance with the standards to which …
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2023-13459
… futures commission merchants (``FCMs''), foreign brokers,  clearing members, and certain reporting markets \3\ (FCMs, … to  include information concerning exchanges of futures for derivatives  positions.\39\ … and Information Requirements for  Derivatives Clearing Organizations, 87 FR 76698, 76704 (Dec. 15,  2022) …
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2023-12832
… TRADING COMMISSION   17 CFR Part 39   RIN 3038-AF21     Derivatives Clearing Organization Risk Management Regulations To Account for the …
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Statement on Support of the Dodd-Frank Rulemaking
… Gary Gensler Statements for the record on each rule: Clearinghouse legal and compliance matters I support the … for clearinghouses, which would revise procedures for derivatives clearing organization (DCO) applications, clarify procedures for the …
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2023-18592
… margin, guaranty, or  secure a swap cleared by or through a derivatives clearing organization  (``DCO''). Broadly speaking, in cleared swaps …
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2019-06152
… to the JFSA's margin requirements for non-cleared OTC derivatives was comparable in outcome to the scope of … on Banking Supervision (``BCBS'') and the International Organization of Securities Commissions (``IOSCO''), in … except for those cases where Financial Instruments Clearing Organizations (including an Interoperable Clearing …
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2016-19210
… provide customer accounts and other services to registered  derivatives clearing organizations that are designated financial market  …
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CFTC Grants Amended Order to Chicago Mercantile Exchange, Inc. Permitting Commingling of Funds in Connection with Futures and Foreign Futures Contracts Listed on the Dubai Mercantile Exchange Limited
… Chicago Mercantile Exchange, Inc. (CME), a CFTC-registered derivatives clearing organization. The order concerns foreign futures contracts …
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