Displaying results 1061 - 1070 of 1856
85 FR 41346
… on Banking Supervision and Board of the International Organization of Securities Commissions (together, … schedule for margin requirements for non-centrally-cleared derivatives. DATES:     Effective Date: This rule is … \9\ and (ii) not cleared by a registered derivatives clearing organization (``uncleared swaps'').\10\ To offset …
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Statement of Commissioner Kristin N. Johnson: Preserving Trust and Preventing the Erosion of Customer Protection Regulation
… custody banking to modern banking, securities, and derivatives transactions, the obligation of custodians to … debt default risk; and forthcoming rules governing the clearing of U.S. treasuries. Preserving Customer Assets Is … the investment of funds by FCMs and derivatives clearing organizations (DCOs) in our markets. FCMs and DCOs, …
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Commissioners Submit Comment on Prudential Regulators' Proposed Rulemaking
… a new approach for calculating the exposure amount of derivatives contracts under the agencies’ regulatory capital … supplementary leverage ratio has a negative impact on the clearing mandate.”  In their letter, the Commissioners … initial margin that the clearing member client banking organizations hold on behalf of clients. "The adoption of …
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“Does the Commission Always Know Best?”
… Open Meeting on Position Limits for Futures and Swaps; Derivatives Clearing Organizations; Effective Date for Swap Regulation October …
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CFTC Staff Issues an Extension of Time-Limited No-Action Relief to LCH and Nodal
… Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk (DCR) and Division of Market Oversight … no-action relief to LCH.Clearnet Limited (LCH), a derivatives clearing organization (DCO) registered under Section 5b of the …
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CFTC Staff Issues an Extension of Time-Limited No-Action Relief to LCH and Nodal
… Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk (DCR) and Division of Market Oversight … no-action relief to LCH.Clearnet Limited (LCH), a derivatives clearing organization (DCO) registered under Section 5b of the …
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Testimony Before the U.S. Senate Committee on Agriculture
… system by bringing standardized swaps into centralized clearing; and • Ensure that swap dealers and major swap … the swaps market.  We have completed rules establishing new derivatives clearing organization risk management requirements.  Second, to …
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Written Testimony of Chairman J. Christopher Giancarlo before the Senate Banking Committee
… having an equally transformative impact on US capital and derivatives markets. The more specific topic for today’s … The agency oversees a variety of individuals and organizations. These include swap execution facilities, derivatives clearing organizations, designated contract markets, swap …
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Testimony of Chairman Timothy G. Massad before the U.S. Senate Committee on Agriculture, Nutrition & Forestry
… of all types to lock in borrowing costs. In short, the derivatives markets enable businesses of all types to manage … of our Global Markets Advisory Committee (GMAC), to discuss clearinghouse stress testing and margin for uncleared swaps. … all over the world at board meetings of the International Organization of Securities Commissions in Europe and South …
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External Meetings: Telephone Call w/ Neal Wolkoff and Dan McElduff of ELX
… proposed requirements to mitigate conflicts of interest in Derivatives Clearing Organizations (“DCOs”), Designated Contracts Markets, …
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