Displaying results 1051 - 1060 of 1856
… Director, or Thelma Diaz, Associate Director, Division of Clearing and Intermediary Oversight, 1155 21st Street, NW., … Act may be accessed at http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm. \2\ 7 U.S.C. 1 et seq. … that are not cleared by a registered derivatives clearing organization. Section 4s(e)(3)(A) of the CEA provides that: …
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… objectives,” said CFTC Chairman Heath P. Tarbert. “With our organizational structure and strategic objectives now more … promote the integrity, resilience, and vibrancy of the U.S. derivatives markets through sound regulation.” The … of Administration. Additionally, because many of the clearing organizations the CFTC regulates are located in New …
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… risks by bringing standardized swaps into centralized clearing; and • Ensure that swap dealers and major swap … the swaps market. We have completed rules establishing new derivatives clearing organization risk management requirements. In addition, we …
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… Since November 2014, regulators overseeing major derivatives jurisdictions and markets, including the CFTC, … Market Infrastructures (``CPMI'') and the International Organization of Securities Commissions (``IOSCO'') working … of counterparties to swaps subject to the mandatory clearing requirement, swaps excepted from the mandatory …
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… of the Commodity Futures Trading Commission, I swim in the derivatives lane. Thus, I’m going to spend my time with you … swaps on a daily basis. If the contract is cleared, the clearinghouse will be required to publicly disclose the … merchants, corporations, municipalities, nonprofit organizations, pension funds and other end-users to lower …
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… of swap dealers and major swap participants; 2. Imposing clearing and trade execution requirements on standardized derivatives products; 3. Creating robust recordkeeping and … on Payment and Settlement Systems and the International Organization of Securities Commissions (CPSS-IOSCO). The …
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… its hallmarks – greater reporting as well as central clearing – will reduce systemic risk and bring needed … confident they are comprehensive enough to prevent relevant derivatives products from escaping the new regulatory … already has adopted rules governing derivatives-clearing organizations, customer-clearing documentation, timing of …
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… Act, the Commission has oversight responsibilities for the derivatives markets. These markets, which have been in … The notional value of derivatives centrally cleared by clearinghouses was $124 trillion in 2010 (according to ISDA … Although it leverages the resources of the self-regulatory organizations (“SROs”), the Commission itself must oversee …
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… advancement. Acknowledging that the certification of derivatives in a new asset class would solidify the CFTC’s … with and overseen by the CFTC – a derivatives exchange and clearinghouse called LedgerX LLC (“LedgerX”). Since 2017, … swap execution facility (SEF), and derivatives clearing organization (DCO). [6] LedgerX is one of the few FTX …
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… provisions apply to designated contract markets (DCMs), derivatives clearing organizations (DCOs), Swap Execution Facilities (SEFs), and …
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