Displaying results 1031 - 1040 of 1856
Statement of Commissioner Christy Goldsmith Romero: Promoting the Resilience of Swap Dealers in the United Kingdom through Strong Capital Requirements and Financial Reporting
… including a sprawling network of globally interconnected derivatives dealers.  That is why Congress mandated that the … are already cooperating on supervision and oversight of clearinghouses. [7]   The PRA also has a long history of … BoE Sign New MOU for Supervision of Cross-Border Clearing Organizations (Oct. 20, 2020). [8] Prudential Regulation …
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Dissenting Statement of Commissioner Jill E. Sommers
… Proposed Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap …
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CFTC Commissioner Dawn D. Stump Announces Staff Appointments
… data repositories, swap dealers, swap execution facilities, derivatives clearing organizations, and end users to understand how the …
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CFTC Approves a Final Rule to Amend Uncleared Swap Margin Requirements
… for certain swaps that are not cleared by a registered derivatives clearing organization or a derivatives clearing organization that the …
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Remarks Before the 3rd Annual Rosenblatt Securities, Global Exchange CEO Conference
… or swap execution facility (SEF) trading requirements, clearing requirements, who will be a swap dealer or major … conflicts of interest in designated contract market (DCM), derivatives clearing organization (DCO), and SEF governance. (More about these …
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Remarks of Commissioner Thomas J. Erickson before the Brooklyn Law School and New York Stock Exchange, New York, New York
… issues relating to the demutualization of exchanges from a derivatives market regulator's perspective, and what I … to demutualize by converting from nonprofit member-owned organizations to for-profit corporations. Each exchange has … platforms for cash, futures, options, over-the-counter derivatives, as well as debt and equity securities. In other …
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Keynote Address of Chairman Rostin Behnam at the Futures Industry Association Expo 2023, Chicago, Illinois
… events, actions, externalities, and fundamentals impacting derivatives markets in 2023. The Storm Rolls On For anyone … are in regular contact with the exchanges, self-regulatory organizations (SROs), and intermediaries to ensure compliance with trade processing, execution, and clearing obligations and provide guidance and input as …
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2022-12302
… of  climate-related financial risk as pertinent to the derivatives markets  and underlying commodities markets. … 418-5063, [email protected], Deputy Director, Division of Clearing and  Risk; Diana Dietrich, (202) 418-6767, … designated contract market  (``DCM''); derivatives clearing organization (``DCO''); swap  execution facility (``SEF''); …
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2016-19211
… repeal certain provisions related to the requirement that a derivatives clearing organization (``DCO'') obtain from a Federal Reserve Bank …
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Statement of Support by Chairman Gary Gensler
… Act) mandate that futures commission merchants (FCMs) and derivatives clearing organizations (DCOs) segregate customer collateral …
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