Displaying results 1021 - 1030 of 1856
Opening Statement, Public Meeting on Proposed Rules Under Dodd-Frank Act
… of the Dodd-Frank Act. During the financial crisis, derivatives clearing organizations that have mandatory clearing and margin …
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Statement of Commissioner Dawn D. Stump Regarding Extending the Compliance Schedule for Initial Margin Requirements for Uncleared Swaps in Response to the COVID-19 Pandemic
… in a number of discussions with the International Organization of Securities Commissions (IOSCO) Board related … phase of margin requirements for non-centrally cleared derivatives.  Unique considerations for this phase were … Phase of the Margin Requirements for Non-Centrally Cleared Derivatives” (July 23, 2019), available at …
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21-13
… relief from specified Part 39 regulations applicable to derivatives clearing organizations due to CX Clearinghouse, L.P.'s …
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18-03
… granted by DMO on December 19, 2016 to counterparties clearing swaps through derivatives clearing organizations acting under exemptive or no-action relief …
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Keynote Address by Commissioner Scott D. O’Malia at the Quadrilateral Meeting at the Federal Reserve Bank of New York
… to international reform of the over-the-counter (OTC) derivatives markets. 1 World leaders pledged to strengthen … electronic platform trading for standardized contracts; (2) clearing through central counterparties (CCPs) for … have fully implemented the PFMIs. See Derivatives Clearing Organization General Provisions and Core Principles, 76 Fed. …
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21-12
… under Parts 43 and 45 to entities submitting swaps for clearing by derivatives clearing organizations (DCOs) operating under CFTC exemptive orders …
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Opening Statement, Public Meeting on Final Rules Under the Dodd-Frank Act
… Today we consider rules in two areas: position limits and derivatives clearing organizations. We also consider a proposed amendment to the …
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Testimony Before the U.S. House Committee on Agriculture
… system by bringing standardized swaps into centralized clearing; and • Ensure that swap dealers and major swap … the swaps market.  We have completed rules establishing new derivatives clearing organization risk management requirements.  Second, to …
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Statement of Commissioner Bart Chilton on the President's FY 2015 Budget
… limited bandwidth our current budget provides. It makes the derivatives industry less competitive and healthy and the … continue to seek employment elsewhere. 3. Our Division of Clearing and Risk cannot expect to examine all of our derivative clearing organizations annually, as is needed, under the proposed …
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CFTC Unanimously Approves Proposals Amending Margin Requirements for Swap Dealers and Major Swap Participants
… Committee on Banking Supervision and the International Organization of Securities Commissions’ margin requirements for non-cleared derivatives (BCBS/IOSCO Framework). The proposal would also …
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